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The Financial Services Act 2021 (Commencement No. 3) Regulations 2021
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Statutory Instruments
2021 No. 1173 (C. 66)
Financial Services
The Financial Services Act 2021 (Commencement No. 3) Regulations 2021
Made
21st October 2021
The Treasury make the following Regulations in exercise of the power conferred by section 49(5) of the Financial Services Act 2021(1).
Citation
1. These Regulations may be cited as the Financial Services Act 2021 (Commencement No. 3) Regulations 2021.
Commencement
2. Section 31 of the Financial Services Act 2021 (maximum sentences for insider dealing and financial services offences) comes into force on 1st November 2021.
Alan Mak
Rebecca Harris
Two of the Lords Commissioners of Her Majesty’s Treasury
21st October 2021
EXPLANATORY NOTE
(This note is not part of the Regulations)
Regulation 2 of these Regulations commences a provision of the Financial Services Act 2021 (c. 22) dealing with maximum sentences for insider dealing and financial services offences (section 31). An impact assessment has not been published for these Regulations as they have no impact on the costs to business or the public or voluntary sectors independent of the provision these Regulations bring into force. A full impact assessment has been published in relation to the Act and copies can be obtained from HM Treasury, 1 Horse Guards Road, London, SW1A 2HQ or at https://publications.parliament.uk/pa/bills/cbill/58-01/0200/FS%20Bill%20Impact%20Assessment%20-%20October%202020%20-%20201020.pdf.
NOTE AS TO EARLIER COMMENCEMENT REGULATIONS
(This note is not part of the Regulations)
| Provision | Date of Commencement | S.I. No. |
|---|---|---|
| Section 1 | 1st January 2022 | 2021/671 |
| Section 2 | 1st July 2021 | 2021/671 |
| Section 3 | 9th June 2021 | 2021/671 |
| Section 4 | 9th June 2021 | 2021/671 |
| Section 5 | 9th June 2021 | 2021/671 |
| Section 7 | 26th June 2021 | 2021/671 |
| Section 8 | 1st July 2021 | 2021/739 |
| Section 9 | 1st July 2021 | 2021/739 |
| Section 10 | 1st July 2021 | 2021/739 |
| Section 11 | 1st July 2021 | 2021/739 |
| Section 12 | 1st July 2021 | 2021/739 |
| Section 13 | 1st July 2021 | 2021/739 |
| Section 14 | 1st July 2021 | 2021/739 |
| Section 15 | 1st July 2021 | 2021/739 |
| Section 16 | 1st July 2021 | 2021/739 |
| Section 17 | 1st July 2021 | 2021/739 |
| Section 18 | 1st July 2021 | 2021/739 |
| Section 19 | 1st July 2021 | 2021/739 |
| Section 20 | 1st July 2021 | 2021/739 |
| Section 21 | 1st July 2021 | 2021/739 |
| Section 27 | 1st July 2021 | 2021/739 |
| Section 28 | 1st July 2021 | 2021/739 |
| Section 29 | 1st July 2021 | 2021/739 |
| Section 34 | 1st July 2021 | 2021/739 |
| Section 37 | 1st July 2021 | 2021/739 |
| Section 38 | 1st July 2021 | 2021/739 |
| Section 39 | 1st July 2021 | 2021/739 |
| Section 40 | 1st July 2021 | 2021/739 |
| Section 43 | 1st July 2021 | 2021/739 |
| Schedule 1 | 1st January 2022 | 2021/671 |
| Schedule 2 | 1st July 2021 | 2021/671 |
| Schedule 3 | 9th June 2021 | 2021/671 |
| Schedule 4 (partially) | 26th June 2021 | 2021/671 |
| Schedule 4 (remaining) | 1st January 2022 | 2021/671 |
| Schedule 5 | 1st July 2021 | 2021/739 |
| Schedule 10 | 1st July 2021 | 2021/739 |
| Schedule 11 | 1st July 2021 | 2021/739 |
| Schedule 12 (partially) | 28st June 2021 | 2021/739 |
(1)
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