The Somalia (Sanctions) (EU Exit) Regulations 2020

  1. Introductory Text

  2. PART 1 General

    1. 1.Citation and commencement

    2. 2.Interpretation

    3. 3.Application of prohibitions and requirements outside the United Kingdom

    4. 4.Purposes

  3. PART 2 Designation of persons

    1. 5.Power to designate persons

    2. 6.Criteria for designating a person

    3. 7.Meaning of “owned or controlled directly or indirectly”

    4. 8.Notification and publicity where designation power used

    5. 9.Confidential information in certain cases where designation power used

    6. 10.Designation of persons named by or under UN Security Council Resolutions

  4. PART 3 Finance

    1. 11.Meaning of “designated person” in Part 3

    2. 12.Asset-freeze in relation to designated persons

    3. 13.Making funds available to designated persons

    4. 14.Making funds available for benefit of designated persons

    5. 15.Making economic resources available to designated persons

    6. 16.Making economic resources available for benefit of designated persons

    7. 17.Circumventing etc. prohibitions

  5. PART 4 Immigration

    1. 18.Immigration

  6. PART 5 Trade

    1. CHAPTER 1 Interpretation

      1. 19.Definitions relating to goods and technology prohibited under Part 5

      2. 20.Interpretation of other expressions used in this Part

    2. CHAPTER 2 Trade prohibitions relating to military goods, military technology, IED component goods and IED component technology

      1. 21.Export of goods

      2. 22.Supply and delivery of goods

      3. 23.Making goods and technology available

      4. 24.Transfer of technology

      5. 25.Technical assistance relating to military goods and military technology

      6. 26.Financial services and funds relating to military goods and military technology

      7. 27.Brokering services: non-UK activity relating to military goods and military technology

    3. CHAPTER 3 Targeted arms embargo

      1. 28.Export of military goods

      2. 29.Supply and delivery of military goods

      3. 30.Making military goods and military technology available

      4. 31.Transfer of military technology

      5. 32.Technical assistance relating to military goods and military technology

      6. 33.Financial services and funds relating to military goods and military technology

      7. 34.Brokering services: non-UK activity relating to military goods and military technology

    4. CHAPTER 4 Enabling or facilitating the conduct of armed hostilities

      1. 35.Enabling or facilitating the conduct of armed hostilities: designated persons

      2. 36.Enabling or facilitating the conduct of armed hostilities

    5. CHAPTER 5 Trade prohibitions relating to import, purchase and transportation

      1. 37.Import of charcoal

      2. 38.Purchase etc. of charcoal

      3. 39.Transport of charcoal

      4. 40.Prohibitions relating to the associated provision of financial services and funds

    6. CHAPTER 6 Further provision

      1. 41.Circumventing etc. prohibitions

      2. 42.Defences

  7. PART 6 Exceptions and licences

    1. 43.Finance: exceptions from prohibitions

    2. 44.Finance: humanitarian exception

    3. 45.Exception for authorised conduct in a relevant country

    4. 46.Exception for acts done for purposes of national security or prevention of serious crime

    5. 47.Treasury licences

    6. 48.Trade licences

    7. 49.Licences: general provisions

    8. 50.Finance: licensing offences

    9. 51.Trade: licensing offences

    10. 52.Section 8B(1) to (3) of the Immigration Act 1971

  8. PART 7 Information and records

    1. 53.Finance: reporting obligations

    2. 54.“Relevant firm”

    3. 55.Finance: powers to request information

    4. 56.Finance: production of documents

    5. 57.Finance: information offences

    6. 58.Trade: application of information powers in CEMA

    7. 59.General trade licences: records

    8. 60.General trade licences: inspection of records

    9. 61.Disclosure of information

    10. 62.Part 7: supplementary

  9. PART 8 Enforcement

    1. 63.Penalties for offences

    2. 64.Liability of officers of bodies corporate etc.

    3. 65.Jurisdiction to try offences

    4. 66.Procedure for offences by unincorporated bodies

    5. 67.Time limit for proceedings for summary offences

    6. 68.Trade enforcement: application of CEMA

    7. 69.Trade offences in CEMA: modification of penalty

    8. 70.Application of Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005

    9. 71.Monetary penalties

  10. PART 9 Maritime enforcement

    1. 72.Exercise of maritime enforcement powers

    2. 73.Maritime enforcement officers

    3. 74.Power to stop, board, search etc.

    4. 75.Seizure power

    5. 76.Restrictions on exercise of maritime enforcement powers

    6. 77.Interpretation of Part 9

  11. PART 10 Supplementary and final provision

    1. 78.Notices

    2. 79.Article 20 of the Export Control Order 2008

    3. 80.Trade: overlapping offences

    4. 81.Revocations

    5. 82.Amendment of the United Nations and European Union Financial Sanctions (Linking) Regulations 2017

    6. 83.Transitional provision: Treasury licences

    7. 84.Transitional provision: trade licences

    8. 85.Transitional provision: pending applications for trade licences

    9. 86.Transitional provision: prior obligations

  12. Signature

    1. SCHEDULE 1

      Rules for interpretation of regulation 7(2)

      1. 1.Application of Schedule

      2. 2.Joint interests

      3. 3.Joint arrangements

      4. 4.Calculating shareholdings

      5. 5.Voting rights

      6. 6.In applying regulation 7(2) and this Schedule, the voting rights...

      7. 7.Rights to appoint or remove members of the board

      8. 8.A reference to a board of directors, in the case...

      9. 9.Shares or rights held “indirectly”

      10. 10.Shares held by nominees

      11. 11.Rights treated as held by person who controls their exercise

      12. 12.“Arrangement” includes— (a) any scheme, agreement or understanding, whether or...

      13. 13.Rights exercisable only in certain circumstances etc.

      14. 14.Rights attached to shares held by way of security

    2. SCHEDULE 2

      Definitions used in Part 5 (Trade)

      1. PART 1 Interpretation

        1. 1.(1) For the purposes of this Schedule—

      2. PART 2 Charcoal

        1. 2.For the purposes of regulation 19(1), “charcoal” means any thing...

      3. PART 3 IED components

        1. 3.(1) For the purposes of regulation 19(1), “IED component” means...

    3. SCHEDULE 3

      Treasury licences: purposes

      1. PART 1 Interpretation

        1. 1.In this Schedule— “designated person” has the same meaning as...

      2. PART 2 Purposes

        1. 2.Basic needs

        2. 3.Legal services

        3. 4.Maintenance of frozen funds and economic resources

        4. 5.Extraordinary expenses

        5. 6.Pre-existing judicial decisions etc.

      3. PART 3 Purposes relating only to non-UN designated persons

        1. 7.Diplomatic missions etc.

        2. 8.Prior obligations

        3. 9.Extraordinary situation

  14. Explanatory Note