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PART 3Amendments of EU Regulations and EU Decision

CHAPTER 1Amendments of Commission Regulation (EC) No. 809/2004

Share registration document in cases of complex financial history or significant financial commitment

46.—(1) Article 4a (share registration document in cases of complex financial history or significant financial commitment)(1) is amended as follows.

(2) In paragraph 1, in the first subparagraph—

(a)for “Article 5(1) of Directive 2003/71/EC” substitute “section 87A(1)(b), (2) and (3) of FSMA 2000”;

(b)for “The competent authority of the home Member State” substitute “The FCA”.

(3) In paragraph 2—

(a)in the first subparagraph, for “competent authority” substitute “FCA”;

(b)in the second subparagraph, for “Article 5(1) of Directive 2003/71/EC” substitute “section 87A(1)(b), (2) and (3) of FSMA 2000”.

(4) In paragraph 3—

(a)for “referred to in Article 6(1) of Directive 2003/71/EC” substitute “specified in Section 5 of Chapter 5 of the Prospectus Rules sourcebook”;

(b)for “competent authority” substitute “FCA”.

(5) In paragraph 4(b), for “Article 5(1) of Directive 2003/71/EC” substitute “section 87A(2) of FSMA 2000”.