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Regulation 6

SCHEDULE 5U.K.Opticians

This schedule has no associated Explanatory Memorandum

PART 1U.K.Amendments to legislation

InterpretationU.K.

1.  In this Schedule, “the 1989 Act” means the Opticians Act 1989 M1.

Commencement Information

I1Sch. 5 para. 1 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

Opticians Act 1989U.K.

2.  The 1989 Act is amended as follows.

Commencement Information

I2Sch. 5 para. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

3.  In section 8 (qualifications for registration) M2U.K.

(a)omit subsection (1A);

(b)after subsection (2A) insert—

(2B) A determination under subsection (2A) may not be made in relation to a person whose qualification—

(a)was granted in a relevant European State, and

(b)indicates, in the opinion of the Council, a level of attainment of competency comparable to that indicated by an approved UK qualification.

(2C) In subsection (2B), “approved UK qualification” means a qualification that is—

(a)approved under section 12(7)(b), and

(b)granted by an establishment in the United Kingdom that is approved under section 12(7)(a)..

Commencement Information

I3Sch. 5 para. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M2Relevant amending instruments are S.I. 2005/848, 2007/3101.

4.  Omit sections 8B to 8D (registration of visiting European practitioners) M3.U.K.

Commencement Information

I4Sch. 5 para. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M3Sections 8B to 8D were inserted by S.I. 2007/3101. Sections 8C and 8D were amended by S.I. 2016/1030.

5.  In section 10 (general provisions as to registers and lists) M4U.K.

(a)in subsection (1)(c), omit “subject to subsection (1ZA),”;

(b)omit subsection (1ZA).

Commencement Information

I5Sch. 5 para. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M4Relevant amending instruments are S.I. 2005/848, 2007/3101.

6.  In section 10A (indemnity arrangements) M5, omit subsection (11).U.K.

Commencement Information

I6Sch. 5 para. 6 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M5Section 10A was inserted by S.I. 2005/848 and substituted by S.I. 2014/1887.

7.  In section 11A (continuing education and training), omit subsections (5) to (7) M6.U.K.

Commencement Information

I7Sch. 5 para. 7 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M6Section 11A was inserted by S.I. 2005/848 and subsections (5) to (7) were inserted by S.I. 2007/3101.

8.  In section 11B (failure to satisfy continuing education and training requirements) M7, omit subsections (1A) to (1C).U.K.

Commencement Information

I8Sch. 5 para. 8 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M7Section 11B was inserted by S.I. 2005/848 and subsections (1A) to (1C) were inserted by S.I. 2007/3101.

9.  In section 23G (appeals) M8U.K.

(a)in subsection (1)—

(i)in paragraph (c), at the end insert “ and ”;

(ii)omit paragraph (e) and the “and” before it;

(b)in subsection (4), in paragraphs (b) and (c), for “(e)” substitute “ (d) ”;

(c)omit subsection (8).

Commencement Information

I9Sch. 5 para. 9 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M8Section 23G was inserted by S.I. 2005/848. Relevant amending instrument is S.I. 2016/1030.

10.  In section 29 (death or bankruptcy) M9, omit subsection (2A).U.K.

Commencement Information

I10Sch. 5 para. 10 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M9Subsection 2A was inserted by S.I. 2007/3101.

11.  In section 36 (interpretation) M10, in subsection (1)—U.K.

(a)omit the definitions of “exempt person” and “General Systems Regulations”;

(b)in the definition of “individual registrant”, for “, 8A or 8B” substitute “ or 8A ”;

(c)in the definition of “register”, omit paragraph (ca);

(d)in the definitions of “registered dispensing optician” and “registered optometrist”, omit the words from “or in” to the end.

Commencement Information

I11Sch. 5 para. 11 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M10Relevant amending instruments are S.I. 2005/848, 2007/3101, 2011/1043, 2016/1030.

12.  In Schedule 1 (constitution of the General Council) M11, in paragraph 1A(1)(b)(ii), omit “or 8B”.U.K.

Commencement Information

I12Sch. 5 para. 12 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M11Relevant amending instrument is S.I. 2008/1774.

National Health Service (Scotland) Act 1978U.K.

13.  In the National Health Service (Scotland) Act 1978 M12, in section 108 (interpretation), in subsection (1), in the definition of “ophthalmic optician” omit from “, or in” to “that Act” (where it first occurs).

Commencement Information

I13Sch. 5 para. 13 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M121978 c. 29. Relevant amending instruments are S.I. 2005/848, 2007/3101.

National Health Service Act 2006U.K.

14.  In the National Health Service Act 2006 M13, in section 275 (interpretation), in subsection (1), in the definition of “optometrist” omit from “or in” to “that Act,”.

Commencement Information

I14Sch. 5 para. 14 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M132006 c. 41. Relevant amending instrument is S.I. 2007/3101.

National Health Service (Wales) Act 2006U.K.

15.  In the National Health Service (Wales) Act 2006 M14, in section 206 (interpretation), in subsection (1), in the definition of “optometrist” omit from “or in” to “that Act,”.

Commencement Information

I15Sch. 5 para. 15 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M142006 c. 42. Relevant amending instrument is S.I. 2007/3101.

National Health Service (General Ophthalmic Services) Regulations 1986U.K.

16.  In the National Health Service (General Ophthalmic Services) Regulations 1986 M15, in regulation 2 (interpretation), in paragraph (1), in the definition of “optician” omit from “or in” to “that Act”.

Commencement Information

I16Sch. 5 para. 16 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M15S.I. 1986/975. Relevant amending instruments are S.I. 2005/1481, 2007/122 (W.12), 2007/3101.

National Health Service (Service Committees and Tribunal) Regulations 1992U.K.

17.  In the National Health Service (Service Committees and Tribunal) Regulations 1992 M16,in regulation 2 (interpretation), in paragraph (1), in paragraph (b) of the definition of “optician” omit from “or in” to “that Act”.

Commencement Information

I17Sch. 5 para. 17 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M16S.I. 1992/664. Relevant amending instruments are S.I. 2005/848, 2007/3101.

General Optical Council Testing of Sight by Persons Training as Ophthalmic Opticians Rules 1993U.K.

18.  In the General Optical Council Testing of Sight by Persons Training as Ophthalmic Opticians Rules 1993 M17, in rule 4 (classes of exempt person), omit paragraph (c).

Commencement Information

I18Sch. 5 para. 18 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

Medicines for Human Use (Clinical Trials) Regulations 2004U.K.

19.  In the Medicines for Human Use (Clinical Trials) Regulations 2004 M18, in regulation 2 (interpretation), in paragraph (1), in paragraph (e) of the definition of “health care professional” omit from “or in” to “that Act,”.

Commencement Information

I19Sch. 5 para. 19 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M18S.I. 2004/1031. Relevant amending instrument is S.I. 2007/3101.

General Optical Council (Registration) Rules 2005U.K.

20.  In the General Optical Council (Registration) Rules 2005 M19

(a)in rule 2 (interpretation), omit paragraph (1A);

(b)in rule 5(1) (information from applicants)—

(i)in sub-paragraph (d), omit from “(except” to “registered))”;

(ii)in sub-paragraph (f), omit from “except” to “8(1A)),”;

(c)in rule 12 (entries on the register), omit paragraph (2);

(d)in rule 13 (entries relating to specialties), omit paragraph (2);

(e)omit rules 21A and 21B (visiting opticians from relevant European states).

Commencement Information

I20Sch. 5 para. 20 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M19As set out in the Schedule to the General Optical Council (Registration Rules) Order of Council 2005 (S.I. 2005/1478). Relevant amending instrument is S.I. 2007/3101.

National Health Service (General Ophthalmic Services) (Scotland) Regulations 2006U.K.

21.  In the National Health Service (General Ophthalmic Services) (Scotland) Regulations 2006 M20, in regulation 2 (interpretation), in paragraph (1)—

(a)in the definition of “optometrist”, omit from “or in” to “that Act”;

(b)in paragraph (b) of the definition of “register”, omit from “or in” to “that Act” (where it first occurs).

Commencement Information

I21Sch. 5 para. 21 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M20S.S.I. 2006/135. Relevant amending instrument is S.I. 2007/3101.

National Health Service (Pharmaceutical Services) (Scotland) Regulations 2009U.K.

22.  In the National Health Service (Pharmaceutical Services) (Scotland) Regulations 2009 M21, in regulation 2 (interpretation), in paragraph (1), in paragraph (a) of the definition of “optometrist independent prescriber”, omit from “, or in” to “that Act”.

Commencement Information

I22Sch. 5 para. 22 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

Patient Rights (Treatment Time Guarantee) (Scotland) Regulations 2012U.K.

23.  In the Patient Rights (Treatment Time Guarantee) (Scotland) Regulations 2012 M22, in regulation 1(2) (interpretation), in the definition of “ophthalmic optician”, omit from “, or in” to “that Act” (where it first occurs).

Commencement Information

I23Sch. 5 para. 23 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

Human Medicines Regulations 2012U.K.

24.  In the Human Medicines Regulations 2012 M23, in regulation 8 (interpretation), in paragraph (1)—

(a)in the definition of “registered optometrist”, omit the words from “or the” to the end;

(b)in paragraph (c) of the definition of “the relevant register”, omit the words from “or the” to the end.

Commencement Information

I24Sch. 5 para. 24 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

PART 2U.K.Savings and transitional provision

Pending applicationsU.K.

25.  Where an application for—

(a)entry in, or restoration to, a register kept under the 1989 Act, or

(b)the entry, or restoration of an entry, of particulars of a specialty in such a register,

is received before [F1IP completion day], any provision made by or under that Act continues to apply in relation to the application (including any appeal arising from it) without the amendments made by Part 1 of this Schedule.

Textual Amendments

Commencement Information

I25Sch. 5 para. 25 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F2Swiss opticians and optometrists qualifying outside the United Kingdom: saving of old lawU.K.

25A.(1) Where a registration application is received from a Swiss optician before the end of the Swiss recognition period, any provision made by or under the 1989 Act continues to apply in relation to the application (including any appeal arising from it) without the amendments that Part 1 of this Schedule makes to the establishment provisions (but subject to the modifications to the 1989 Act and the General Optical Council (Registration) Rules 2005 specified in sub-paragraphs (3) and (4)).

(2) The reference in sub-paragraph (1) to “the establishment provisions” is a reference to the provisions of the following enactments—

(a)the 1989 Act (other than sections 8B to 8D, 10(1)(c) and (1ZA), 10A(11), 11A(5) to (7), 11B(1A) to (1C) and 29(2A) and paragraph 1A(1)(b)(ii) of Schedule 1);

(b)the General Optical Council Testing of Sight by Persons Training as Ophthalmic Opticians Rules 1993;

(c)the General Optical Council (Registration) Rules 2005 (other than rules 2(1A), 21A and 21B).

(3) The modifications to the 1989 Act mentioned in sub-paragraph (1) are—

(a)section 8(1A)(a) is to be read as if for “an exempt person” there were substituted “a Swiss optician”;

(b)section 36 is to be read as if, in the definition of “General Systems Regulations”, at the end, there were inserted “as (and only to the extent that) they have effect, after IP completion day, in relation to an entitlement which arises in relation to a relevant qualification (within the meaning given in regulation 1A of the European Qualifications (Health and Social Care Professions) (Amendment etc.) (EU Exit) Regulations 2019)”.

(4) The modifications to the General Optical Council (Registration) Rules 2005 mentioned in sub-paragraph (1) are—

(a)rule 12(2)(b)(ii) is to be read as if for “a relevant European State, other than the United Kingdom” there were substituted “a competent authority in Switzerland, pursuant to Article 2(2) of the Directive”;

(b)rule 13(2)(a) is to be read as if for “a relevant European State other than the United Kingdom” there were substituted “a competent authority in Switzerland pursuant to Article 2(2) of the Directive”.

(5) In this paragraph—

“registration application” means an application for registration in the register of optometrists or the register of dispensing opticians kept under section 7 of the 1989 Act;

“Swiss optician” means a qualifying applicant who had not, before IP completion day, made a registration application in respect of registration in the register in which the applicant wishes to be registered on or after IP completion day.]

Textual Amendments

Commencement Information

I26Sch. 5 para. 25A in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Visiting opticians: saving of old law for up to [F3five years] U.K.

26.—(1) Where—

(a)a person had, immediately before [F4IP completion day], the benefit of regulation 12 of the European Union (Recognition of Professional Qualifications) Regulations 2015 in respect of the provision by that person of services as an optometrist or dispensing optician (and section 8C(3) or 8D(3) of the 1989 Act accordingly applied to the person), and

(b)the person continues to have that benefit on or after [F5IP completion day],

any provision made by an Act or instrument amended by Part 1 of this Schedule continues to apply in relation to the provision of those services by that person without the amendments that Part 1 of this Schedule makes to the provisions relating to visiting opticians from relevant European states [F6(but subject, in the case of a relevant applicant, to the modifications to the 1989 Act specified in sub-paragraph (4))].

[F7(1A) But a relevant applicant in relation to whom sub-paragraph (1) applies may not provide services as an optometrist or a dispensing optician (as the case may be) for a period exceeding 90 days in total in any calendar year.]

(2) Sub-paragraph (1) ceases to apply in relation to a visiting optometrist or dispensing optician—

(a)if the optometrist or optician is registered as required by section 8C(3) or 8D(3) of the 1989 Act, when his or her name is removed under section 8C(6) or 8D(6) of the Act;

(b)otherwise, when his or her entitlement ceases by reason of the operation of section 8C(5) or 8D(5) of the Act.

[F8(2A) Sub-paragraph (2) does not apply in the case of a Swiss visiting optician.

(2B) But a Swiss visiting optician’s entitlement does not continue (or further continue) under sections 8C or 8D of the 1989 Act on or after the end of the visiting practitioner transitional period.

(2C) In this paragraph, “Swiss visiting optician” means a visiting optometrist or dispensing optician who—

(a)is a national of the United Kingdom or is a Swiss national, or

(b)is a third country national, who was, immediately before IP completion day, by virtue of an enforceable EU right entitled to be treated, for the purposes of access to and pursuit of the profession of optometrist or dispensing optician, no less favourably than a national of the United Kingdom or Switzerland.]

(3) The reference in sub-paragraph (1) to “the provisions relating to visiting opticians from relevant European states” is to the provisions listed in the following table.

Act or instrumentProvision relating to visiting opticians
The 1989 Actsections 8B to 8D
section 10(1)(c) and (1ZA)
section 10A(11)
section 11A(5) to (7)
section 11B(1A) to (1C)
section 29(2A)
section 36(1)
Schedule 1, paragraph 1A(1)(b)(ii)
National Health Service (Scotland) Act 1978section 108(1)
National Health Service (General Ophthalmic Services) Regulations 1986regulation 2(1)
National Health Service (Service Committees and Tribunal) Regulations 1992regulation 2(1)
Medicines for Human Use (Clinical Trials) Regulations 2004regulation 2(1)
General Optical Council (Registration) Rules 2005rules 2(1A), 21A and 21B
National Health Service (General Ophthalmic Services) (Scotland) Regulations 2006regulation 2(1)
National Health Service (Pharmaceutical Services) (Scotland) Regulations 2009regulation 2(1)
Patient Rights (Treatment Time Guarantee) (Scotland) Regulations 2012regulation 1(2)
Human Medicines Regulations 2012regulation 8(1)

[F9(4) The modifications to the 1989 Act mentioned in sub-paragraph (1) are—

(a)section 8C is to be read as if in subsection (1)—

(i)for “an exempt person” there were substituted “a relevant applicant (within the meaning given in regulation 1A of the European Qualifications (Health and Social Care Professions) (Amendment etc.) (EU Exit) Regulations 2019”;

(ii)for “a relevant European State other than the United Kingdom” there were substituted “Switzerland”;

(b)section 8D is to be read as if in subsection (1)—

(i)for “an exempt person” there were substituted “a relevant applicant (within the meaning given in regulation 1A of the European Qualifications (Health and Social Care Professions) (Amendment etc.) (EU Exit) Regulations 2019)”;

(ii)for “a relevant European State other than the United Kingdom” there were substituted “Switzerland”;

(c)section 11A is to be read as if in subsection (7), for the words from “the relevant” to the end there were substituted “Switzerland”;

(d)section 11B is to be read as if in subsection (1C), for the words from “the relevant” to the end there were substituted “Switzerland”.]

Textual Amendments

Commencement Information

I27Sch. 5 para. 26 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

IMI alertsU.K.

27.—(1) Where an alert has been sent by the General Optical Council before [F10IP completion day] under regulation 67 of the European Union (Recognition of Professional Qualifications) Regulations 2015, the decision to send the alert continues to be appealable for the purposes of section 23G of the 1989 Act (subject to the provisions of that Act) despite the repeal of section 23G(1)(e).

[F11(2) In disposing of such an appeal, the powers of the relevant court continue to be those set out in section 23G(8) of the 1989 Act (as it had effect before the coming into force of these Regulations), but as if the words “that the alert be withdrawn or amended” were omitted.]

Textual Amendments

Commencement Information

I28Sch. 5 para. 27 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Interpretation of saved provisionsU.K.

28.  Where a provision continues to apply by virtue of this Part, it is to be read as if—

(a)in section 36(1) of the 1989 Act—

(i)there were inserted at the appropriate place—

enforceable EU right” means a right recognised and available in domestic law, immediately before [F12IP completion day], by virtue of section 2(1) of the European Communities Act 1972;;

(ii)in the definition of “exempt person”, for paragraphs (a) to (c) there were substituted—

(a)a person who, immediately before [F13IP completion day], was a national of a relevant European State,

(b)a person who, immediately before [F13IP completion day], was a national of the United Kingdom and, at that time, was seeking access to, or pursuing, the profession by virtue of an enforceable EU right, or

(c)a person who, immediately before [F13IP completion day], was not a national of a relevant European State, but at that time was, by virtue of an enforceable EU right, entitled to be treated, for the purposes of access to and pursuit of the profession, no less favourably than a national of a relevant European State;;

(iii)in the definition of “General Systems Regulations” [F14(other than in that definition as it is saved by paragraph 25A)], at the end there were inserted—

(a)in relation to anything done before [F15IP completion day], as they had effect at that time;

(b)otherwise, as (and only to the extent that) they have effect, on or after [F15IP completion day], in relation to an entitlement which arose before [F15IP completion day] or arises as a result of something done before [F15IP completion day];;

(b)in any reference to a relevant European State other than the United Kingdom, the words “other than the United Kingdom” were omitted.

Textual Amendments

Commencement Information

I29Sch. 5 para. 28 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

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