SCHEDULE 3Amendments made under the European Union (Withdrawal) Act 2018: secondary legislation

I120

In regulation 32 (minor definitions), in the modified version of section 474(1) applied by that regulation (minor definitions)—

a

in the definition of “MiFID investment firm”—

i

in the opening words, for “Article 4.1.1 of Directive 2014/65/EU” substitute “ Article 2.1A of Regulation (EU) No. 600/2014 ”;

ii

in paragraph (a), for the words from “to which that Directive” to the end substitute “ which is exempted from the definition of “investment firm” by Schedule 3 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 M1, ”;

b

in the definition of “traded company”, for “regulated market” substitute “ UK regulated market ”.