http://www.legislation.gov.uk/uksi/2018/1403The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked)texttext/xmlenStatute Law DatabaseEXITING THE EUROPEAN UNIONFINANCIAL SERVICES2024-05-16Expert Participation2023-08-29 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018reg. 33(1)(b)(ii)The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019reg. 16(15)(a)(i)reg. 1(2)The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018reg. 33(1)(ba)The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019reg. 16(15)(a)(ii)reg. 1(2) The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 2018 No. 1403Exiting The European UnionFinancial ServicesThe Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked)<CommentaryRef Ref="key-875c7b8c29f06cdcfd32cde3bce14b9d"/>Made19th December 2018Coming into force in accordance with regulation 1(2) and (3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .PART 1GeneralCitation and commencement1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .PART 2Amendment of secondary legislation: European Communities Act 1972The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 20172. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .The Data Reporting Services Regulations 20173. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .PART 3Amendment of secondary legislation: European Union (Withdrawal) Act 2018CHAPTER 1The Regulated Activities OrderAmendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 20014. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .CHAPTER 2The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 20175. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Introductory provisions6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Interpretation7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Exempt and third country investment firms8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Algorithmic trading9. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Direct electronic access10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Acting as a general clearing member11. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Synchronisation of business clocks12. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Interpretation of Part 413. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Removal of persons from the management board14. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Miscellaneous FCA functions15. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Administration and Enforcement of Parts 3, 4 and 516. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .CHAPTER 3The Data Reporting Services Regulations 2017The Data Reporting Services Regulations 201717. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Introductory provisions18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Authorisation of data reporting services19. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Temporary authorisation20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Operating requirements21. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Administration and enforcement22. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Miscellaneous23. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .PART 4Amendment of EU RegulationsCHAPTER 1Amendment of Markets in Financial Instruments RegulationMarkets in Financial Instruments Regulation24. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Subject matter and scope25. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Definitions26. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Transparency for trading venues27. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Transparency for systematic internalisers and investment firms trading OTC28. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Transaction reporting29. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Derivatives30. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Non-discriminatory clearing access for financial instruments31. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Supervisory measures on product intervention and positions32. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Provision of services and performance of activities by third-country firms following an equivalence decision33. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Delegated and implementing acts34. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final provisions35. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Professional clients36. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Transfer of Functions37. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .CHAPTER 2Commission Delegated Regulation 2017/565Commission Regulation 2017/56538. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Application, scope and definitions39. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Systematic internalisers40. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Algorithmic trading and electronic access41. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Organisation requirements42. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Conflicts of interest43. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Investment research and marketing44. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Underwriting and placing45. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Information to clients46. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Investment Advice47. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Best execution48. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Eligible counterparties49. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Record-keeping50. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .SME growth market51. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Operating obligations for trading venues52. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Position reporting in commodity derivatives53. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Data provision obligations for data reporting service providers54. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Final provisions55. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Annexes56. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .CHAPTER 3Commission Delegated Regulation 2017/567Commission Delegated Regulation 2017/56757. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Interpretation58. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Determining liquid markets for equity instruments59. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Data publication obligations for systematic internalisers60. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Supervisory measures on product intervention and position management61. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Regulations revoked (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 3(b), Sch.