2018 No. 1403
The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked)F1
Made
Coming into force in accordance with regulation 1(2) and (3)
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F1PART 1General
Citation and commencementF11
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F1PART 2Amendment of secondary legislation: European Communities Act 1972
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017F12
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The Data Reporting Services Regulations 2017F13
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F1PART 3Amendment of secondary legislation: European Union (Withdrawal) Act 2018
F1CHAPTER 1The Regulated Activities Order
Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001F14
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F1CHAPTER 2The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017F15
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Introductory provisionsF16
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InterpretationF17
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Exempt and third country investment firmsF18
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Algorithmic tradingF19
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Direct electronic accessF110
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Acting as a general clearing memberF111
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Synchronisation of business clocksF112
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Interpretation of Part 4F113
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Removal of persons from the management boardF114
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Miscellaneous FCA functionsF115
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Administration and Enforcement of Parts 3, 4 and 5F116
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F1CHAPTER 3The Data Reporting Services Regulations 2017
The Data Reporting Services Regulations 2017F117
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Introductory provisionsF118
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Authorisation of data reporting servicesF119
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Temporary authorisationF120
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Operating requirementsF121
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Administration and enforcementF122
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MiscellaneousF123
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F1PART 4Amendment of EU Regulations
F1CHAPTER 1Amendment of Markets in Financial Instruments Regulation
Markets in Financial Instruments RegulationF124
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Subject matter and scopeF125
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DefinitionsF126
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Transparency for trading venuesF127
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Transparency for systematic internalisers and investment firms trading OTCF128
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Transaction reportingF129
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DerivativesF130
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Non-discriminatory clearing access for financial instrumentsF131
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Supervisory measures on product intervention and positionsF132
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Provision of services and performance of activities by third-country firms following an equivalence decisionF133
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Delegated and implementing actsF134
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Final provisionsF135
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Professional clientsF136
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Transfer of FunctionsF137
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F1CHAPTER 2Commission Delegated Regulation 2017/565
Commission Regulation 2017/565F138
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Application, scope and definitionsF139
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Systematic internalisersF140
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Algorithmic trading and electronic accessF141
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Organisation requirementsF142
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Conflicts of interestF143
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Investment research and marketingF144
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Underwriting and placingF145
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Information to clientsF146
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Investment AdviceF147
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Best executionF148
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Eligible counterpartiesF149
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Record-keepingF150
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SME growth marketF151
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Operating obligations for trading venuesF152
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Position reporting in commodity derivativesF153
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Data provision obligations for data reporting service providersF154
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Final provisionsF155
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AnnexesF156
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F1CHAPTER 3Commission Delegated Regulation 2017/567
Commission Delegated Regulation 2017/567F157
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InterpretationF158
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Determining liquid markets for equity instrumentsF159
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Data publication obligations for systematic internalisersF160
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Supervisory measures on product intervention and position managementF161
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Regulations revoked (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 3(b), Sch.