The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 No. 1115

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SCHEDULE U.K.

PART 1 U.K. EU Regulations for which the FCA is the appropriate regulator

Markets in financial instruments directive U.K.

25.  Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments M1 . U.K.

Marginal Citations

M1 OJ L137, 26.5.2016, p.10.

26.  Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions M2 . U.K.

Marginal Citations

M2 OJ L87, 31.3.2017, p.84.

27.  Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets M3 . U.K.

Marginal Citations

M3 OJ L87, 31.3.2017, p.117.

28.  Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading M4 . U.K.

Marginal Citations

M4 OJ L87, 31.3.2017, p.122.

29.  Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading M5 . U.K.

Marginal Citations

M5 OJ L87, 31.3.2017, p.124.

30.  Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers M6 . U.K.

Marginal Citations

M6 OJ L87, 31.3.2017, p.126.

31.  Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on requirements to ensure fair and Non-discriminatory co-location services and fee structures M7 . U.K.

Marginal Citations

M7 OJ L87, 31.3.2017, p.145.

32.  Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks M8 . U.K.

Marginal Citations

M8 OJ L87, 31.3.2017, p.148.

33.  Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions M9 . U.K.

Marginal Citations

M9 OJ L87, 31.3.2017, p.152.

34.  Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution M10 . U.K.

Marginal Citations

M10 OJ L87, 31.3.2017, p.166.

35.  Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying the requirements on market making agreements and schemes M11 . U.K.

Marginal Citations

M11 OJ L87, 31.3.2017, p.183.

36.  Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues M12 . U.K.

Marginal Citations

M12 OJ L87, 31.3.2017, p.350.

37.  Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations M13 . U.K.

Marginal Citations

M13 OJ L87, 31.3.2017, p.382.

38.  Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds M14 . U.K.

Marginal Citations

M14 OJ L87, 31.3.2017, p.411.

39.  Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives M15 . U.K.

Marginal Citations

M15 OJ L87, 31.3.2017, p.479.

40.  Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business M16 . U.K.

Marginal Citations

M16 OJ L87, 31.3.2017, p.492.

41.  Commission Implementing Regulation (EU) 2017/953 of 6 June 2017 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments M17 . U.K.

Marginal Citations

M17 OJ L144, 7.6.2017, p.12.

42.  Commission Implementing Regulation (EU) 2017/980 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parliament and of the Council M18 . U.K.

Marginal Citations

M18 OJ L148, 10.6.2017, p.3.

43.  Commission Implementing Regulation (EU) 2017/981 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation in accordance with Directive 2014/65/EU of the European Parliament and of the Council M19 . U.K.

Marginal Citations

M19 OJ L148, 10.6.2017, p.16.

44.  Commission Implementing Regulation (EU) 2017/988 of 6 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State M20 . U.K.

Marginal Citations

M20 OJ L149, 13.6.2017, p.3.

45.  Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments M21 . U.K.

Marginal Citations

M21 OJ L153, 16.6.2017, p.1.

46.  Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions M22 . U.K.

Marginal Citations

M22 OJ L155, 17.6.2017, p.1.

47.  Commission Implementing Regulation (EU) 2017/1093 of 20 June 2017 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators M23 . U.K.

Marginal Citations

M23 OJ L158, 21.6.2017, p.16.

48.  Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments M24 . U.K.

Marginal Citations

M24 OJ L162, 23.6.2017, p.3.

49.  Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments M25 . U.K.

Marginal Citations

M25 OJ L162, 23.6.2017, p.14.

50.  Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms M26 . U.K.

Marginal Citations

M26 OJ L276, 26.10.2017, p.4.

51.  Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council M27 . U.K.

Marginal Citations

M27 OJ L276, 26.10.2017, p.12.

52.  Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the EU Parliament and of the Council M28 . U.K.

Marginal Citations

M28 OJ L340, 20.12.2017, p.6.