PART 4Algorithmic trading etc by members of trading venues covered by certain exemptions from the markets in financial instruments directive

Provision of information to the FCA concerning direct electronic access33

1

The FCA may require a member of, or participant in, a regulated market or multilateral trading facility subject to the requirements set out in regulation 32 (“M”) to provide on a regular or ad hoc basis—

a

a description of the systems F1and controls mentioned in regulation F232(4);

b

evidence that those systems F3and controls have been applied; and

c

the information stored in accordance with regulation 32(9) .

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