The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

Regulation 10(4)

SCHEDULE 2 Activities listed in points 2 to 12, 14 and 15 of Annex I to the Capital Requirements Directive

The activities listed in points 2 to 12, 14 and 15 of Annex I to the Capital Requirements Directive are—

“2.   Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting).

3.   Financial leasing.

4.   Payment services as defined in point (3) of Article 4 of Directive 2015/2366/EU(1).

5.   Issuing and administering other means of payment (e.g. travellers’ cheques and bankers’ drafts) insofar as such activity is not covered by point 4.

6.   Guarantees and commitments.

7.   Trading for own account or for account of customers in any of the following:

(a) money market instruments (cheques, bills, certificates of deposit, etc.);

(b) foreign exchange;

(c) financial futures and options;

(d) exchange and interest-rate instruments;

(e) transferable securities.

8.   Participation in securities issues and the provision of services relating to such issues.

9.   Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings.

10.   Money broking.

11.   Portfolio management and advice.

12.   Safekeeping and administration of securities.

14.   Safe custody services.

15.   Issuing electronic money.”

(1)

OJ L 337, 23.12.2015, p.35.