The Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017

1. Introductory Text

2. PART 1 Introduction

   1. 1. Citation, commencement and extent

   2. 2. Interpretation

   3. 3. Duties of the FCA

3. PART 2 Applications

   1. 4. Application to be added to Schedule 1 to the MLR

   2. 5. Determination of applications

4. PART 3 Information and directions

   1. 6. Interpretation

   2. 7. Power to require information

   3. 8. Retention of documents provided under regulation 7

   4. 9. Provision of information: safeguards

   5. 10. Admissibility of statements

   6. 11. Confidential information

   7. 12. Disclosure

   8. 13. Report by a skilled person

   9. 14. Directions

5. PART 4 Enforcement and appeals

   1. 15. Interpretation

   2. 16. Public censure

   3. 17. Recommendation for removal from Schedule 1 to the MLR

   4. 18. Application of one or more measures

   5. 19. Procedure for disciplinary measures

   6. 20. Procedure (general)

   7. 21. Publication

   8. 22. Appeals against decisions of the FCA

   9. 23. Offences

   10. 24. Proceedings

   11. 25. Prescribed regulations

6. PART 5 Miscellaneous Provisions

   1. 26. Recovery of charges through the court

   2. 27. Costs of supervision

   3. 28. Consequential amendment of the Solicitors (Scotland) Act 1980

   4. 29. Financial Conduct Authority

   5. 30. Notices

   6. 31. Application to the Crown

   7. 32. Review

7. Signature

8. Explanatory Note