SCHEDULE 4Reporting and guidance
Publication of report about enforcement action2
1
An administrator must publish a report for the period—
a
beginning with 5th October 2015 and ending with 4th October 2017;
b
beginning with 5th October 2017 and ending with 4th October 2020; and
c
beginning with 5th October 2020 and ending with 4th October F12023.
F21A
Beginning with 5th October 2023, an administrator must publish a report for each consecutive three-year period (“the reporting period”).
2
The report must be published, in relation to the period beginning with—
a
5th October 2015, on or before 31st May 2018;
b
5th October 2017, on or before 31st May 2021;
c
5th October 2020, on or before 31st May F32024.
F42A
In relation to each report referred to in sub-paragraph (1A), the report must be published on or before 31st May in the third year of the reporting period for the report.
3
The report must be—
a
published in a prominent position on the administrator's website; and
b
available for inspection at the administrator's office.
4
The report must specify—
a
the cases in which a civil sanction has been imposed;
b
where the civil sanction is a fixed monetary penalty, the cases in which liability to the penalty has been discharged pursuant to paragraph 3 of Schedule 5.
5
The report must remain published, and be available for inspection at the administrator's office, for a period of three years beginning with the day after the date of its publication in accordance with sub-paragraph (2).
6
In sub-paragraph (4)(a), the reference to the imposition of a civil sanction does not include cases where a civil sanction was imposed but overturned on appeal.
7
An administrator must not publish a report where the Secretary of State notifies the administrator in writing not to do so.