The Courts and Tribunals Fees (Miscellaneous Amendments) Order 2014
The Lord Chancellor has consulted in accordance with section 92(5) and (6) of the Courts Act 2003, section 42(5) of the Tribunals, Courts and Enforcement Act 2007, section 52(4) to (6) of the Constitutional Reform Act 2005 and section 54(3) of the Mental Capacity Act 2005.
In accordance with section 92(1) of the Courts Act 2003, sections 414(1) and 415(1) of the Insolvency Act 1986, section 42(6) of the Tribunals, Courts and Enforcement Act 2007 and section 54(1) of the Mental Capacity Act 2005, the Lord Chancellor has obtained the agreement, consent and sanction of the Treasury.
Citation and commencement1.
This Order may be cited as the Courts and Tribunals Fees (Miscellaneous Amendments) Order 2014 and shall come into force on 6th April 2014.
Amendments to the Employment Tribunals and the Employment Appeal Tribunal Fees Order 20132.
(1)
(2)
In article 12 (fee group – failure to pay fee) for “struck out” substitute “dismissed”.
(3)
For Table 2 (type A claims) in Schedule 2 (employment tribunals - issue and hearing fee) substitute the table in the Schedule to this Order.
(4)
““excluded benefits” means any of the following—
(a)
any of the following benefits payable under the Social Security Contributions and Benefits Act 19928 or the corresponding provisions of the Social Security Contributions and Benefits (Northern Ireland) Act 19929—
- (i)
attendance allowance under section 64;
- (ii)
severe disablement allowance;
- (iii)
carer’s allowance;
- (iv)
disability living allowance;
- (v)
constant attendance allowance under section 104 as an increase to a disablement pension;
- (vi)
any payment made out of the social fund;
- (vii)
housing benefit;
- (viii)
widowed parents allowance;
(b)
any of the following benefit payable under the Tax Credits Act 200210—
- (i)
any disabled child element or severely disabled child element of the child tax credit;
- (ii)
any childcare element of the working tax credit;
(c)
any direct payment made under the Community Care, Services for Carers and Children’s Services (Direct Payments) (England) Regulations 200911, the Community Care, Services for Carers and Children’s Services (Direct Payments) (Wales) Regulations 201112, the Carers and Direct Payments Act (Northern Ireland) 200213, or section 12B(1) of the Social Work (Scotland) Act 196814;(d)
(e)
any exceptionally severe disablement allowance paid under the Personal Injuries (Civilians) Scheme 198317;(f)
any payments from the Industrial Injuries Disablement Benefit;
(g)
any pension paid under the Naval, Military and Air Forces etc. (Disablement and Death) Service Pension Order 200618;(h)
any payment made from the Independent Living Funds;
(i)
any payment made from the Bereavement Allowance;
(j)
any financial support paid under an agreement for the care of a foster child;
(k)
any housing credit element of pension credit;
(l)
any armed forces independence payment;
(m)
any personal independence payment payable under the Welfare Reform Act 201219;(n)
any payment on account of benefit as defined in the Social Security (Payments on Account of Benefit) Regulations 201320;(o)
any of the following amounts, as defined by the Universal Credit Regulations 201321, that make up an award of universal credit—
- (i)
an additional amount to the child element in respect of a disabled child;
- (ii)
a housing costs element;
- (iii)
a childcare costs element;
- (iv)
a carer element;
- (v)
a limited capability for work or limited capacity for work and work -related activity element.”.
Amendments to the Court of Protection Fees Order 20073.
(1)
(2)
““excluded benefits” means any of the following—
(a)
any of the following benefits payable under the Social Security Contributions and Benefits Act 1992 or the corresponding provisions of the Social Security Contributions and Benefits (Northern Ireland) Act 1992—
- (i)
attendance allowance under section 64;
- (ii)
severe disablement allowance;
- (iii)
carer’s allowance;
- (iv)
disability living allowance;
- (v)
constant attendance allowance under section 104 as an increase to a disablement pension;
- (vi)
any payment made out of the social fund;
- (vii)
housing benefit;
- (viii)
widowed parents allowance;
(b)
any of the following benefit payable under the Tax Credits Act 2002—
- (i)
any disabled child element or severely disabled child element of the child tax credit;
- (ii)
any childcare element of the working tax credit;
(c)
any direct payment made under the Community Care, Services for Carers and Children’s Services (Direct Payments) (England) Regulations 2009, the Community Care, Services for Carers and Children’s Services (Direct Payments) (Wales) Regulations 2011, the Carers and Direct Payments Act (Northern Ireland) 2002, or section 12B(1) of the Social Work (Scotland) Act 1968;
(d)
a back to work bonus payable under section 26 of the Jobseekers Act 1995, or article 28 of the Jobseekers (Northern Ireland) Order 1995;
(e)
any exceptionally severe disablement allowance paid under the Personal Injuries (Civilians) Scheme 1983;
(f)
any payments from the Industrial Injuries Disablement Benefit;
(g)
any pension paid under the Naval, Military and Air Forces etc. (Disablement and Death) Service Pension Order 2006;
(h)
any payment made from the Independent Living Funds;
(i)
any payment made from the Bereavement Allowance;
(j)
any financial support paid under an agreement for the care of a foster child;
(k)
any housing credit element of pension credit;
(l)
any armed forces independence payment;
(m)
any personal independence payment payable under the Welfare Reform Act 2012;
(n)
any payment on account of benefit as defined in the Social Security (Payments on Account of Benefit) Regulations 2013;
(o)
any of the following amounts, as defined by the Universal Credit Regulations 2013, that make up an award of universal credit—
- (i)
an additional amount to the child element in respect of a disabled child;
- (ii)
a housing costs element;
- (iii)
a childcare costs element;
- (iv)
a carer element;
- (v)
a limited capability for work or limited capacity for work and work -related activity element.”.
(3)
In paragraph 17(3) of Schedule 2 (remissions and part remissions) for “on which the fee was paid” substitute “of the order of the court which finally disposed of the proceedings”.
Amendments to the Civil Proceedings Fees Order 20084.
(1)
(2)
In Schedule 1 (fees to be taken) in the entries 7.1, 8.1 and 8.10 for “execution” substitute “control”;
(3)
““excluded benefits” means any of the following—
(a)
any of the following benefits payable under the Social Security Contributions and Benefits Act 1992 or the corresponding provisions of the Social Security Contributions and Benefits (Northern Ireland) Act 1992—
- (i)
attendance allowance under section 64;
- (ii)
severe disablement allowance;
- (iii)
carer’s allowance;
- (iv)
disability living allowance;
- (v)
constant attendance allowance under section 104 as an increase to a disablement pension;
- (vi)
any payment made out of the social fund;
- (vii)
housing benefit;
- (viii)
widowed parents allowance;
(b)
any of the following benefit payable under the Tax Credits Act 2002—
- (i)
any disabled child element or severely disabled child element of the child tax credit;
- (ii)
any childcare element of the working tax credit;
(c)
any direct payment made under the Community Care, Services for Carers and Children’s Services (Direct Payments) (England) Regulations 2009, the Community Care, Services for Carers and Children’s Services (Direct Payments) (Wales) Regulations 2011, the Carers and Direct Payments Act (Northern Ireland) 2002, or section 12B(1) of the Social Work (Scotland) Act 1968;
(d)
a back to work bonus payable under section 26 of the Jobseekers Act 1995, or article 28 of the Jobseekers (Northern Ireland) Order 1995;
(e)
any exceptionally severe disablement allowance paid under the Personal Injuries (Civilians) Scheme 1983;
(f)
any payments from the Industrial Injuries Disablement Benefit;
(g)
any pension paid under the Naval, Military and Air Forces etc. (Disablement and Death) Service Pension Order 2006;
(h)
any payment made from the Independent Living Funds;
(i)
any payment made from the Bereavement Allowance;
(j)
any financial support paid under an agreement for the care of a foster child;
(k)
any housing credit element of pension credit;
(l)
any armed forces independence payment;
(m)
any personal independence payment payable under the Welfare Reform Act 2012;
(n)
any payment on account of benefit as defined in the Social Security (Payments on Account of Benefit) Regulations 2013;
(o)
any of the following amounts, as defined by the Universal Credit Regulations 2013, that make up an award of universal credit—
- (i)
an additional amount to the child element in respect of a disabled child;
- (ii)
a housing costs element;
- (iii)
a childcare costs element;
- (iv)
a carer element;
- (v)
a limited capability for work or limited capacity for work and work -related activity element.”.
Amendments to the Family Proceedings Fees Order 20085.
(1)
(2)
In Schedule 1 (fees to be taken)—
(a)
in the entry 11.1(b) for “an interpleader summons under an execution” substitute “a claim to controlled, executed or exempt goods”;
(b)
in the entries 12.1 and 14.1 for “execution” substitute “control”.
(3)
““excluded benefits” means any of the following—
(a)
any of the following benefits payable under the Social Security Contributions and Benefits Act 1992 or the corresponding provisions of the Social Security Contributions and Benefits (Northern Ireland) Act 1992—
- (i)
attendance allowance under section 64;
- (ii)
severe disablement allowance;
- (iii)
carer’s allowance;
- (iv)
disability living allowance;
- (v)
constant attendance allowance under section 104 as an increase to a disablement pension;
- (vi)
any payment made out of the social fund;
- (vii)
housing benefit;
- (viii)
widowed parents allowance;
(b)
any of the following benefit payable under the Tax Credits Act 2002—
- (i)
any disabled child element or severely disabled child element of the child tax credit;
- (ii)
any childcare element of the working tax credit;
(c)
any direct payment made under the Community Care, Services for Carers and Children’s Services (Direct Payments) (England) Regulations 2009, the Community Care, Services for Carers and Children’s Services (Direct Payments) (Wales) Regulations 2011, the Carers and Direct Payments Act (Northern Ireland) 2002, or section 12B(1) of the Social Work (Scotland) Act 1968;
(d)
a back to work bonus payable under section 26 of the Jobseekers Act 1995, or article 28 of the Jobseekers (Northern Ireland) Order 1995;
(e)
any exceptionally severe disablement allowance paid under the Personal Injuries (Civilians) Scheme 1983;
(f)
any payments from the Industrial Injuries Disablement Benefit;
(g)
any pension paid under the Naval, Military and Air Forces etc. (Disablement and Death) Service Pension Order 2006;
(h)
any payment made from the Independent Living Funds;
(i)
any payment made from the Bereavement Allowance;
(j)
any financial support paid under an agreement for the care of a foster child;
(k)
any housing credit element of pension credit;
(l)
any armed forces independence payment;
(m)
any personal independence payment payable under the Welfare Reform Act 2012;
(n)
any payment on account of benefit as defined in the Social Security (Payments on Account of Benefit) Regulations 2013;
(o)
any of the following amounts, as defined by the Universal Credit Regulations 2013, that make up an award of universal credit—
- (i)
an additional amount to the child element in respect of a disabled child;
- (ii)
a housing costs element;
- (iii)
a childcare costs element;
- (iv)
a carer element;
- (v)
a limited capability for work or limited capacity for work and work -related activity element.”.
Amendments to fee remissions6.
(1)
(a)
(b)
(c)
(d)
(e)
(f)
are amended as follows.
(2)
““excluded benefits” means any of the following—
(a)
any of the following benefits payable under the Social Security Contributions and Benefits Act 1992 or the corresponding provisions of the Social Security Contributions and Benefits (Northern Ireland) Act 1992—
- (i)
attendance allowance under section 64;
- (ii)
severe disablement allowance;
- (iii)
carer’s allowance;
- (iv)
disability living allowance;
- (v)
constant attendance allowance under section 104 as an increase to a disablement pension;
- (vi)
any payment made out of the social fund;
- (vii)
housing benefit;
- (viii)
widowed parents allowance;
(b)
any of the following benefit payable under the Tax Credits Act 2002—
- (i)
any disabled child element or severely disabled child element of the child tax credit;
- (ii)
any childcare element of the working tax credit;
(c)
any direct payment made under the Community Care, Services for Carers and Children’s Services (Direct Payments) (England) Regulations 2009, the Community Care, Services for Carers and Children’s Services (Direct Payments) (Wales) Regulations 2011, the Carers and Direct Payments Act (Northern Ireland) 2002, or section 12B(1) of the Social Work (Scotland) Act 1968;
(d)
a back to work bonus payable under section 26 of the Jobseekers Act 1995, or article 28 of the Jobseekers (Northern Ireland) Order 1995;
(e)
any exceptionally severe disablement allowance paid under the Personal Injuries (Civilians) Scheme 1983;
(f)
any payments from the Industrial Injuries Disablement Benefit;
(g)
any pension paid under the Naval, Military and Air Forces etc. (Disablement and Death) Service Pension Order 2006;
(h)
any payment made from the Independent Living Funds;
(i)
any payment made from the Bereavement Allowance;
(j)
any financial support paid under an agreement for the care of a foster child;
(k)
any housing credit element of pension credit;
(l)
any armed forces independence payment;
(m)
any personal independence payment payable under the Welfare Reform Act 2012;
(n)
any payment on account of benefit as defined in the Social Security (Payments on Account of Benefit) Regulations 2013;
(o)
any of the following amounts, as defined by the Universal Credit Regulations 2013, that make up an award of universal credit—
- (i)
an additional amount to the child element in respect of a disabled child;
- (ii)
a housing costs element;
- (iii)
a childcare costs element;
- (iv)
a carer element;
- (v)
a limited capability for work or limited capacity for work and work -related activity element.”.
Transitional provision7.
The amendments made by this Order to Table 2 in Schedule 2 (employment tribunals - issue and hearing fee) to the Employment Tribunals and the Employment Appeal Tribunal Fees Order 2013, have no effect in relation to the issue fee or the hearing fee payable in any claim where the claim form was presented before the 6th April 2014.
Signed by the authority of the Lord Chancellor and Secretary of State
We agree and consent
SCHEDULE 1
“Table 2 - Type A claims
Col 1
Row
Column 2
Description of claim
Column 3
Provision identifying the rights of the claimant
Column 4
Provision conferring jurisdiction on tribunal
1.
Application by the Secretary of State to prohibit a person from running an Employment Agency
Section 3A EAA33Section 3A EAA
2.
Application by a person subject to a prohibition order to vary or set it aside
Section 3C EAA
Section 3C EAA
3.
Appeal against improvement or prohibition notice
Section 24 HSWA34Section 24 HSWA
4.
Appeal against assessment of training levy
Section 12 ITA35Section 12 ITA
5.
Complaint of deduction of unauthorised subscriptions
Section 68 TULR(C)A36 Section 68A TULR(C)A376.
Complaint relating to failure to deduct or refuse to deduct an amount to a political fund
Section 86 TULR(C)A
Section 87 TULR(C)A387.
Complaint that an employer has failed to permit time off for carrying out trade union duties
Section 168 TULR(C)A39Section 168 TULR(C)A
8.
Complaint that an employer has failed to permit time off for union learning representatives
Section 168A TULR(C)A40Section 168A TULR(C)A
9.
Complaint that an employer has failed to pay for time off for union learning representatives
Section 169 TULR(C)A41Section 169 TULR(C)A
10.
Complaint that an employer has failed to permit time off for trade union activities
Section 170 TULR(C)A42Section 170 TULR(C)A
11.
Complaint that employer has failed, wholly or in part, to pay remuneration under a protective award
Section 190 TULR(C)A43 Section 192 TULR(C)A4412.
Complaint that the Secretary of State has not paid, or has paid less than, the amount of relevant contributions which should have been paid into a pension scheme
Section 124 PSA45Section 126 PSA
13.
Breach of contract, except where the employer’s contract claim is made by way of application as part of the employer’s response to the employee’s contract claim (as to which, see instead article 4 and Schedule 1 to this Order)
Section 3 ETA46;Articles 3 and 4 of each of the EJOs
14.
Reference to determine what particulars ought to be included in a statement of employment particulars or changes to particulars
Sections 1 and 4 ERA
Section 11 ERA4715.
Reference to determine what particulars ought to be included in an itemised pay statement
Section 8 ERA
Section 11 ERA
16.
Complaint of unauthorised deductions from wages
Section 13 ERA
Section 23 ERA4817.
Complaint that employer has received unauthorised payments
Section 15 ERA
Section 23 ERA
18.
Complaint that employer has failed to pay guaranteed payment
Section 28 ERA
Section 34 ERA4919.
Complaint that employer has failed to permit time off for public duties
Section 50 ERA50 Section 51 ERA5120.
Complaint that employer has refused to permit, or has failed to pay for, time off to look for work or arrange training
Sections 52 and 53 ERA
Section 54 ERA5221.
Complaint that employer has refused to allow, or has failed to pay for, time off for ante-natal care
22.
Complaint that employer has refused to allow time off for dependants
Section 57A ERA57 Section 57B ERA5823.
Complaint that employer has failed to allow, or to pay for, time off for trustee of pension scheme
Sections 5859 and 59 ERA Section 60 ERA6024.
Complaint that employer has failed to allow, or to pay for, time off for employee representative
Sections 6161 and 62 ERA Section 63 ERA6225.
Complaint that employer has failed to allow, or to pay for, time off for young people in Wales and Scotland
Section 63C ERA6526.
Complaint that employer has failed to pay for time off on medical or maternity grounds
27.
Complaint that employer has failed to deal with an application in relation to study or training in accordance with regulations or refused the application on the basis of incorrect facts
Sections 63D to 63H ERA71 Section 63I ERA7228.
Complaint that employer has unreasonably failed to provide a written statement of reasons for dismissal or the particulars are inadequate or untrue
Section 92 ERA73 Section 93 ERA7429.
Reference in respect of a right to redundancy payment
Section 135 ERA
30.
Reference related to payment out of National Insurance Fund
Section 166 ERA77Section 170 ERA
31.
References related to payments equivalent to redundancy payments
Sections 167, 168 and 177 ERA
Section 177 ERA
32.
Complaint that the Secretary of State has failed to make any, or insufficient, payment out of the National Insurance Fund
Section 182 ERA
Section 188 ERA7833.
Appeal against a notice of underpayment
Section 19C NMWA79Section 19C NMWA
34.
Appeal against a notice issued by the Commission for Equality and Human Rights where the notice relates to an unlawful act
Section 21 EA 200680Section 21 EA 2006
35.
Complaint that prospective employer made enquiries about disability or health
Section 60 EA 2010
Section 120 EA 2010
36.
Application in relation to the effect of a non-discrimination rule in an occupational pension scheme
Section 61 EA 2010
Section 120 EA 2010
37.
Complaint in relation to a breach of a maternity equality clause
Section 73 EA 2010
Section 127 EA 2010
38.
Complaint in relation to a breach of, or application in relation to the effect of, a maternity equality rule in an occupational pension scheme
Section 75 EA 2010
Section 127 EA 2010
39.
Complaint in relation to terms prohibiting discussions about pay
Section 77 EA 2010
Section 120 EA 2010
40.
Complaint that a term in a collective agreement is void or unenforceable
Section 145 EA 2010
Section 146 EA 2010
41.
Appeal of decision of compensating authority
Regulation 42 CEC
Regulation 42 CEC
42.
Complaint that employer has failed to pay for remunerated time off for safety representative
Regulation 4(2) of, and Schedule 2 to, the SRSC
Regulation 11 SRSC
43.
Reference that there has been a failure to consult with employee representatives about contracting out of pension scheme
Regulation 4 OPS(CO)R and regulation 9 of OPS(DI)R
Regulation 4 OPS(CO)R and regulation 9 of OPS(DI)R
44.
Complaint that employer has failed to pay for time off to carry out Safety Representative duties or undertake training
Regulation 7 of, and Schedule 1 to, the HSCE
Schedule 2 to the HSCE
45.
Complaint that employer has refused to allow annual leave or make payment in respect of annual leave
Regulations 13, 13A, 14 and 16 WTR
Regulation 30 WTR
46.
Appeal against improvement or prohibition notice
Paragraph 6 of Schedule 3 to WTR
Paragraph 6 of Schedule 3 to WTR
47.
Appeal against improvement or prohibition notice
Regulation 18 COMAH
Regulation 18 COMAH
48.
Complaint in relation to refusal of annual leave or to make payment
Regulation 11 MSR
Regulation 18 MSR
49.
Complaint in relation to refusal to provide paid annual leave
Regulation 4 CAR
Regulation 18 CAR
50.
Complaint in relation to failure to provide free health assessments
Regulation 5 CAR
Regulation 18 CAR
51.
Complaint in relation to refusal of annual leave or to make payment
Regulation 11 FVR
Regulation 19 FVR
52.
Complaint that employer has refused to allow or failed to pay for time off for information and consultation or negotiating representatives
Regulations 27 and 28 ICR
Regulation 29 ICR
53.
Appeal against improvement notice
Paragraph 6(2) of Schedule 2 to the RTR
Paragraph 6(2) of Schedule 2 to the RTR
54.
Complaint in relation to failure to pay compensation in pursuance of tribunal order
Regulation 15(7) and 15(8) TUPE
Regulation 15(10) TUPE
55.
Complaint that employer has failed to allow, or pay for, time off for functions as employee representative
Paragraphs 2 and 3 of the Schedule to OPR
Paragraph 4 of the Schedule to OPR
56
Complaint that employer has failed to allow, or pay for, time off for members of special negotiating body
Regulations 28 and 29 ECSR
Regulation 30 ECSR
57.
Complaint that employer has failed to allow, or pay for, time off for members of special negotiating body
Regulations 43 and 44 CCBR
Regulation 45 CCBR
58.
Appeal against notice from Health and Safety Executive or a local authority
Regulation 21 and Part 2 of Schedule 8 to REACHER
Regulation 21 and Part 2 of Schedule 8 to REACHER
59.
Reference to determine what particulars ought to be included in an itemised statement of stipend
Regulation 6 EOR
Regulation 9 EOR
60.
Reference to determine what particulars ought to be included in a statement of particulars or changes to particulars
Regulations 3 and 6 EOR
Regulation 9 EOR
61.
Complaint that employer has failed to allow, or pay for, time off for members of special negotiating body
Regulations 26 and 27 ELLR
Regulation 28 ELLR”
This order amends several fees orders.
Employment Tribunals and Employment Appeals Tribunal Fees Order 2013 (SI 2013/1893)
This order replaces the words “struck out” with the more appropriate term “dismissed”.
It also applies the higher Type B application fee and hearing fee to the following:
a complaint in relation to a breach of a sex equality clause under section 66 of the Equality Act 2010 (c.15),
a complaint in relation to a breach of, or application in relation to the effect of, a sex equality rule in an occupational pension scheme under section 67 of the Equality Act 2010,
a complaint in relation to failure of an employer to inform or consult under regulation 13 of the Transfer of Undertakings (Protection of Employment) Regulations 2006 (SI 2006/246),
a complaint that an employer has refused to allow compensation, payment or compensatory rest under regulations 24, 24A, 27 and 27A of the Working Time Regulations 1998 (SI 1998/1833), and
a complaint that an employer has failed to allow time off for studies or training or if a refusal is based on incorrect facts under sections 63D to 63I of the Employment Rights Act 1996 (c.18).
It also substitutes a new table of Type A claims in Schedule 2.
Court of Protection Fees Order 2007 (SI 2007/1745)
This order amends Schedule 2 to extend the period for application of a fee refund.
Civil Proceedings Fees Order 2008 (SI 2008/1053) and the Family Proceedings Fees Order 2008 (SI 2008/1054)
This order changes the terminology used in relation to enforcement fees to bring it into line with the provisions on taking control of goods under section 62 of, and Schedule 12 to, the Tribunals Courts and Enforcement Act 2007 (c. 15).
This order also amends each statutory instrument amended by the Courts and Tribunals Fee Remissions Order 2013 (SI 2013/2032) to correct the numbering in the definition of “excluded benefits” in the schedule dealing with remissions and in that definition, corrects the reference to “any childcare element of the child tax credit” to “any childcare element of the working tax credit”.
A full regulatory impact assessment has not been produced for this instrument as no impact on the private or voluntary sectors is foreseen, except where amendments are made to align fees with what was originally intended when fees were introduced in Employment tribunals and the Employment Appeals Tribunal. A full regulatory impact assessment of the effect of those fees is available alongside the Employment Tribunals and Employment Appeals Tribunal Fees Order 2013 on the OPSI website.