F1PART 9Consequential amendments
Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 20139
1
The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 M1 is amended as follows.
2
In article 2 (qualifying EU provisions: general)—
a
after paragraph (2)(g) insert—
h
the CSD regulation and any directly applicable regulation made under that Regulation.
b
after paragraph (6)(c) insert—
d
the CSD regulation and any directly applicable regulation made under that Regulation.
c
after paragraph (8)(d) insert—
e
the CSD regulation and any directly applicable regulation made under that Regulation.
3
In article 3 (qualifying EU provisions: disciplinary measures)—
a
after paragraph (2)(g) insert—
h
the CSD regulation and any directly applicable regulation made under that Regulation.
b
after paragraph (3)(e) insert—
f
in relation to a contravention of a requirement imposed by the CSD regulation or any directly applicable regulation made under the CSD regulation—
i
if the authorised person concerned is a PRA-authorised person, either the PRA or the FCA;
ii
in any other case, the FCA.
4
In article 4 (qualifying EU provisions etc.: recognised investment exchanges and clearing houses)—
a
after paragraph (3)(d) insert—
e
the CSD regulation and any directly applicable regulation made under that Regulation.
b
after paragraph (5)(d) insert—
e
the CSD regulation and any directly applicable regulation made under that Regulation.
c
after paragraph (7)(c) insert—
d
the CSD regulation and any directly applicable regulation made under that Regulation.
d
after paragraph (9)(b) insert—
c
the CSD regulation and any directly applicable regulation made under that Regulation.
5
In article 5 (qualifying EU provisions: injunctions and restitution)—
a
after paragraph (2)(g) insert—
h
the CSD regulation and any directly applicable regulation made under that Regulation.
b
after paragraph (5)(f) insert—
g
in relation to a contravention of the CSD regulation or any directly applicable regulation made under the CSD regulation—
i
if the authorised person concerned is a PRA-authorised person, the PRA or the FCA;
ii
in any other case, the FCA.
c
after paragraph (6)(b) insert—
c
the CSD regulation and any directly applicable regulation made under that Regulation.
6
In article 6 (qualifying EU provisions: fees)—
a
after paragraph (2)(i) insert—
j
the CSD regulation and any directly applicable regulation made under that Regulation.
b
after paragraph (4)(c) insert—
d
the CSD regulation and any directly applicable regulation made under that Regulation.
c
after paragraph (6)(b) insert—
c
the CSD regulation and any directly applicable regulation made under that Regulation.
Pts. 4-8 and Pt. 9 heading inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(9) (with regs. 7(4), 9(1))