PART 9 Consequential amendments

9 Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
1 The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 is amended as follows.
S.I. 2013/419, amended by S.I. 2013/1773.
2 In article 2 (qualifying EU provisions: general)—
(a) after paragraph (2)(g) insert—

“(h) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(b) after paragraph (6)(c) insert—

“(d) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(c) after paragraph (8)(d) insert—

“(e) the CSD regulation and any directly applicable regulation made under that Regulation.”

.
3 In article 3 (qualifying EU provisions: disciplinary measures)—
(a) after paragraph (2)(g) insert—

“(h) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(b) after paragraph (3)(e) insert—

“(f) in relation to a contravention of a requirement imposed by the CSD regulation or any directly applicable regulation made under the CSD regulation—
(i) if the authorised person concerned is a PRA-authorised person, either the PRA or the FCA;
(ii) in any other case, the FCA.”

.
4 In article 4 (qualifying EU provisions etc.: recognised investment exchanges and clearing houses)—
(a) after paragraph (3)(d) insert—

“(e) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(b) after paragraph (5)(d) insert—

“(e) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(c) after paragraph (7)(c) insert—

“(d) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(d) after paragraph (9)(b) insert—

“(c) the CSD regulation and any directly applicable regulation made under that Regulation.”

.
5 In article 5 (qualifying EU provisions: injunctions and restitution)—
(a) after paragraph (2)(g) insert—

“(h) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(b) after paragraph (5)(f) insert—

“(g) in relation to a contravention of the CSD regulation or any directly applicable regulation made under the CSD regulation—
(i) if the authorised person concerned is a PRA-authorised person, the PRA or the FCA;
(ii) in any other case, the FCA.”

;
(c) after paragraph (6)(b) insert—

“(c) the CSD regulation and any directly applicable regulation made under that Regulation.”

.
6 In article 6 (qualifying EU provisions: fees)—
(a) after paragraph (2)(i) insert—

“(j) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(b) after paragraph (4)(c) insert—

“(d) the CSD regulation and any directly applicable regulation made under that Regulation.”

;
(c) after paragraph (6)(b) insert—

“(c) the CSD regulation and any directly applicable regulation made under that Regulation.”

.
Pts. 4-8 and Pt. 9 heading inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(9) (with regs. 7(4), 9(1))