SCHEDULE 4

Regulation 6

PART 1Matters to be taken into account in carrying out an assessment for the purposes of regulation 6

1.

The following matters must be taken into account in carrying out an assessment for the purposes of regulation 6

(a)

any potentially harmful effects, in particular those associated with—

(i)

the recipient organism;

(ii)

the inserted genetic material (originating from the donor organism);

(iii)

the vector;

(iv)

the donor organism;

(v)

the resulting genetically modified organism;

(b)

the characteristics of the contained use;

(c)

the severity of the potentially harmful effects;

(d)

the likelihood of the potentially harmful effects being realised.

2.

In paragraph 1, “potentially harmful effects” includes—

(a)

disease to humans including allergenic or toxic effects;

(b)

acting as a human disease vector or reservoir;

(c)

adverse effects to humans arising from change in behaviour or in physical nature;

(d)

adverse effects arising from the inability to treat human disease or offer effective prophylaxis.

PART 2Steps to be included when carrying out an assessment for the purposes of regulation 6

3.

An assessment carried out for the purposes of regulation 6 must include—

(a)

identification of any harmful properties of the recipient and, where appropriate, the donor organism;

(b)

identification of any harmful properties associated with the vector or inserted material, including any alteration in the existing properties of the recipient;

(c)

identification of the provisional level of risk associated with the genetically modified organisms;

(d)

selection of containment and other protective measures on the basis of—

(i)

the provisional level of risk; and

(ii)

the characteristics of the contained use;

(e)

adjustment of the level of risk in the light of the matters referred to in sub-paragraph (d);

(f)

review and reconsideration of the containment and other protective measures in the light of the steps required by sub-paragraphs (a) to (e).