F5Qualifying provisions: fees6

1

The instruments listed in paragraph (2) are specified F14qualifying provisions for the purposes of paragraph 23(2) of Schedule 1ZA to the Act F29and regulation 206(1)(a) of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019;

2

The instruments are—

a

any directly applicable regulation made under the markets in financial instruments directive;

F18aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

b

any directly applicable regulation made under the UCITS directive;

F23ba

any directly applicable regulation made under the alternative investment fund managers directive;

c

the emission allowance auctioning regulation;

F7ca

the UK auctioning regulations;

d

the European market infrastructure regulation;

e

any directly applicable regulation made under the European market infrastructure regulation;

f

the short selling regulation;

g

any directly applicable regulation made under the short selling regulation;

F27h

the EuSEF Regulation and any directly applicable regulation made under that Regulation;

i

the EuVECA Regulation and any directly applicable regulation made under that Regulation;

F26j

the CSD regulation and any directly applicable regulation made under that Regulation;

F25k

any directly applicable regulation made under the recovery and resolution directive;

F30l

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F21m

the market abuse regulation and any directly applicable regulation made under that Regulation;

F15n

the SFT regulation and any directly applicable regulation made under Article 4(9) or 4(10) of the SFT regulation;

F4o

the PRIIPs regulation and any directly applicable regulation made under that RegulationF20;

F13p

the EU Benchmarks Regulation 2016 and any directly applicable regulation made under the EU Benchmarks Regulation 2016;

F2q

any directly applicable regulation made under the insurance distribution directive;

F28r

the MMF Regulation and any directly applicable regulation or decision made under that Regulation;

F17s

the EU Securitisation Regulation 2017 and any directly applicable regulation made under that Regulation;

F16F31t

the EU Prospectus Regulation and any directly applicable measure made under that Regulation.

3

The instruments listed in paragraph (4) are specified F1qualifying provisions for the purposes of paragraph 31(2) of Schedule 1ZB to the Act F12and regulation 206(1)(a) of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019.

4

The instruments are—

a

any directly applicable regulation made under the market in financial instruments directive;

F8aa

the markets in financial instruments regulation and any directly applicable EU regulation made under that regulation;

b

the European market infrastructure regulation;

c

any directly applicable regulation made under the European markets infrastructure regulation;

F24d

the CSD regulation and any directly applicable regulation made under that Regulation;

F11e

any directly applicable regulation made under the recovery and resolution directive;

F9f

any directly applicable regulation made under the Solvency 2 Directive;

F19g

the EU Securitisation Regulation 2017 and any directly applicable regulation made under that Regulation.

5

The instruments listed in paragraph (6) are specified F22qualifying provisions for the purposes paragraph 36(2)(b) of Schedule 17A to the Act F10and regulation 206(1)(a) of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019.

6

The instruments are—

a

the European market infrastructure regulation;

b

any directly applicable regulation made under the European market infrastructure regulation;

F3c

the CSD regulation and any directly applicable regulation made under that Regulation;

F6d

the SFT regulation and any directly applicable regulation made under Article 4(9) or 4(10) of the SFT regulation.