The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 No. 419

Qualifying EU provisions: fees U.K.

6.—(1) The instruments listed in paragraph (2) are specified qualifying EU provisions for the purposes of paragraph 23(2) of Schedule 1ZA to the Act.

(2) The instruments are—

(a) any directly applicable regulation made under the markets in financial instruments directive;

(b) any directly applicable regulation made under the UCITS directive;

[F1 (ba) any directly applicable regulation made under the alternative investment fund managers directive;]

(c) the emission allowance auctioning regulation;

(d) the European market infrastructure regulation;

(e) any directly applicable regulation made under the European market infrastructure regulation;

(f) the short selling regulation;

(g) any directly applicable regulation made under the short selling regulation;

[F2 (h) the EuSEF Regulation and any directly applicable regulation made under that Regulation;

(i) the EuVECA Regulation and any directly applicable regulation made under that Regulation];

[F3 (j) the CSD regulation and any directly applicable regulation made under that Regulation];

[F4 (k) any directly applicable regulation made under the recovery and resolution directive];

[F5 (l) the ELTIF Regulation and any directly applicable regulation made under that Regulation.]

(3) The instruments listed in paragraph (4) are specified qualifying EU provisions for the purposes of paragraph 31(2) of Schedule 1ZB to the Act.

(4) The instruments are—

(a) any directly applicable regulation made under the market in financial instruments directive;

(b) the European market infrastructure regulation;

(c) any directly applicable regulation made under the European markets infrastructure regulation;

[F6 (d) the CSD regulation and any directly applicable regulation made under that Regulation];

[F7 (e) any directly applicable regulation made under the recovery and resolution directive.]

(5) The instruments listed in paragraph (6) are specified qualifying EU provisions for the purposes paragraph 36(2)(b) of Schedule 17A to the Act.

(6) The instruments are—

(a) the European market infrastructure regulation;

(b) any directly applicable regulation made under the European market infrastructure regulation;

[F8 (c) the CSD regulation and any directly applicable regulation made under that Regulation.]

Textual Amendments

F1 Art. 6(2)(ba) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(6)(a)

F2 Art. 6(2)(h)(i) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 22(6)(b)

F3 Art. 6(2)(j) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(a)

F4 Art. 6(2)(k) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(6)(a)

F5 Art. 6(2)(l) inserted (3.12.2015) by The European Long-term Investment Funds Regulations 2015 (S.I. 2015/1882), regs. 1, 8(6)

F6 Art. 6(4)(d) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(b)

F7 Art. 6(4)(e) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 12(6)(b)

F8 Art. 6(6)(c) inserted (21.11.2014) by The Central Securities Depositories Regulations 2014 (S.I. 2014/2879), regs. 1(1), 9(6)(c)