The Electricity and Gas (Market Integrity and Transparency) (Enforcement etc.) Regulations 2013

1Citation, commencement and extent

2Interpretation

3Regulated person

4REMIT requirement

5Application to the Crown etc

6Service of notices

PART 2Functions of the Authority

6AAuthority's general functions

7It shall be the duty of the Authority, where either...

PART 3Information and Investigations

Obligation to record and retain records

8Obligation to record and retain records

Power to require information: regulated persons etc

9Authority's power to require information: regulated persons etc

10Power of Authority to investigate

11Authority's power to require information

12Authority's power to summon and hear

Powers to require information: supplemental provisions

13Reports by skilled persons

14Information and documents: supplemental provisions

15Admissibility of statements

Investigations: Power to enter premises for the purposes of an investigation under regulation 10(1)(a) or (c)

16Power to enter premises under a warrant

17Search warrants: safeguards

18Execution of search warrant

19Retention of documents taken under regulation 16

General restrictions on disclosure of information

20AGeneral restrictions on disclosure of information

PART 4Injunctions and Restitution

22Restitution orders

23Power of Authority to require restitution

24Warning notices

25Decision notices

PART 5Penalties

26Power of Authority to impose penalty

27Statement of policy

28Statement of policy: transitory provision

29Statement of policy: procedure

30Warning notices

31Decision notice and right to refer to Tribunal

32Power of court to impose penalty

33Effect on transactions

Warning notices

35Warning notices

Decision notices

36Decision notices

Conclusion of proceedings

37Notices of discontinuance

38Final notices

Third party rights and access to evidence

40Third party rights

41Access to Authority material

The Authority's procedures

42The Authority's procedures

43Statements under regulation 42: consultation

PART 7Hearings and appeals

44Proceedings before Tribunal: general provisions

45Proceedings before Tribunal: decision notices etc

Legal assistance before the Tribunal

47Assistance by way of representation: Scotland

48Offences by bodies corporate etc

49Proceedings for offences

50Jurisdiction and procedure in respect of offences

PART 9Miscellaneous provisions

51Protected disclosures

52Limitation on power to require documents

SCHEDULE 1Application to the Crown etc

1Crown application

2The Crown is not liable for any penalty under any...

3(1) Nothing in these Regulations affects Her Majesty in her...

4Entry to Crown premises

5(1) If the Secretary of State considers that in the...

SCHEDULE 2Service of notices

1Interpretation

2Methods of service

3Appropriate person to be served

4Proper address for service

5Service by electronic means of communication

6Deemed service

7Service on the Authority

8Electronic service on the Authority

SCHEDULE 3Transitory provision

1This Schedule has effect until the Authority has issued a...

2In exercising, or deciding whether to exercise, its power under...

3The Authority must have regard to— (a) the seriousness of...

4The Authority must have regard to paragraphs 4.1 to 5.5...

5(1) For references to “licence holder” or “licensee” read “person...

2013 No. 1389

Electricity

Gas

The Electricity and Gas (Market Integrity and Transparency) (Enforcement etc.) Regulations 2013

Made4th June 2013

Laid before Parliament6th June 2013

Coming into force29th June 2013

The Secretary of State is designated M1 for the purposes of section 2(2) of the European Communities Act 1972 M2 in relation to energy and energy sources.

The Secretary of State makes the following Regulations in exercise of the powers conferred by section 2(2) of that Act.

Annotations:

Marginal Citations

M1

M2

1972 c. 68; section 2(2) was amended by section 27(1)(a) of the Legislative and Regulatory Reform Act 2006 (c. 51) and by section 3(3) of, and Part 1 of the Schedule to, the European Union (Amendment) Act 2008 (c. 7).