http://www.legislation.gov.uk/uksi/2011/245/signature/made
The Investment Bank Special Administration Regulations 2011
Banking
en
King's Printer of Acts of Parliament
2020-01-27
FINANCIAL SERVICES AND MARKETS
These Regulations provide for a new special administration regime for investment banks (as defined in section 232 of the Banking Act 2009 (c. 1)).
The Investment Bank Special Administration Regulations 2011
reg. 2(1)
The Central Securities Depositories Regulations 2017
Sch.
para. 36(2)(a)(i)
reg. 7(4)
9(1)
reg. 1
The Investment Bank Special Administration Regulations 2011
reg. 2(1)
The Central Securities Depositories Regulations 2017
Sch.
para. 36(2)(a)(ii)
reg. 7(4)
9(1)
reg. 1
The Investment Bank Special Administration Regulations 2011
reg. 2(1)
The Central Securities Depositories Regulations 2017
Sch.
para. 36(2)(b)
reg. 7(4)
9(1)
reg. 1
The Investment Bank Special Administration Regulations 2011
reg. 4(2)
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(2)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 10G(1)(b)
(c)
The Central Securities Depositories Regulations 2017
Sch.
para. 36(3)
reg. 7(4)
9(1)
reg. 1
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(4)(a)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(4)(b)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(5)(a)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(5)(b)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(5)(c)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(5)(d)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(5)(e)
reg. 17
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Central Securities Depositories Regulations 2017
Sch.
para. 36(4)
reg. 7(4)
9(1)
reg. 1
The Investment Bank Special Administration Regulations 2011
reg. 15(6)(i)
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(3)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 23(3)
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(6)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 1
para. 8(1)(b)(iii)
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(7)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 1
para. 8(2)(c)
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(7)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 5
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(8)(a)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 5
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(8)(b)
reg. 17
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 5
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(8)(c)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 5
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(8)(d)(i)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 5
The Deregulation Act 2015, the Small Business, Enterprise and Employment Act 2015 and the Insolvency (Amendment) Act (Northern Ireland) 2016 (Consequential Amendments and Transitional Provisions) Regulations 2017
reg. 10(8)(d)(ii)
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 6
The Payment Services Regulations 2017
Sch. 8
para. 11
reg. 3
reg. 1(6)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(a)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(b)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(c)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(d)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(e)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(f)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(g)(i)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(g)(ii)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(h)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(i)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(j)(i)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(j)(ii)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(k)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(l)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(m)(i)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(m)(ii)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(n)(i)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(n)(ii)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(o)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(p)(i)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 1
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(3)(p)(ii)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(4)(a)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(4)(b)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(4)(c)(i)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(4)(c)(ii)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15 Table 2
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(4)(d)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 15(7)
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(2)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 21(5A)
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(5)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
Sch. 2
para. 10(7)
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(6)(a)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
Sch. 2
para. 11(9)
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(6)(b)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
Sch. 2
para. 12(5)
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(6)(c)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
Sch. 2
para. 16(3)(b)
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(6)(d)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
Sch. 2
para. 16(3)(ba)
The Small Business, Enterprise and Employment Act 2015 (Consequential Amendments, Savings and Transitional Provisions) Regulations 2018
reg. 13(6)(d)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
Sch. 5 table
The Banks and Building Societies (Priorities on Insolvency) Order 2018
art. 46
art. 3
art. 1(2)
The Investment Bank Special Administration Regulations 2011
Sch. 6
Pt. 1
The Parental Bereavement Leave and Pay (Consequential Amendments to Subordinate Legislation) Regulations (Northern Ireland) 2023
reg. 17(2)
reg. 1(1)
The Investment Bank Special Administration Regulations 2011
Sch. 6
Pt. 1
The Parental Bereavement Leave and Pay (Consequential Amendments to Subordinate Legislation) (No. 2) Regulations (Northern Ireland) 2023
reg. 17(2)
reg. 1(1)
The Investment Bank Special Administration Regulations 2011
reg. 8(1A)
The Payment and Electronic Money Institution Insolvency (Amendment) Regulations 2023
reg. 4
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 8(8)
The Payment and Electronic Money Institution Insolvency (Amendment) Regulations 2023
reg. 4
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 22(1)
The Payment and Electronic Money Institution Insolvency (Amendment) Regulations 2023
reg. 4
reg. 1(2)
The Investment Bank Special Administration Regulations 2011
reg. 21(5A)
Corporate Insolvency and Governance Act 2020
Sch. 3
para. 47(a)
s. 2(2)
5(2)
s. 49(1)
The Investment Bank Special Administration Regulations 2011
reg. 21(5A)
Corporate Insolvency and Governance Act 2020
Sch. 3
para. 47(b)
s. 2(2)
5(2)
s. 49(1)
The Investment Bank Special Administration Regulations 2011
Sch. 2
para. 16(3)(ba)
Corporate Insolvency and Governance Act 2020
Sch. 3
para. 48(a)
s. 2(2)
5(2)
s. 49(1)
The Investment Bank Special Administration Regulations 2011
Sch. 2
para. 16(3)(ba)
Corporate Insolvency and Governance Act 2020
Sch. 3
para. 48(b)
s. 2(2)
5(2)
s. 49(1)
The Investment Bank Special Administration Regulations 2011
Sch. 5
Corporate Insolvency and Governance Act 2020
s. 17(2)
s. 2(2)
5(2)
17(3)
s. 49(1)
The Investment Bank Special Administration Regulations 2011
Sch. 6
Pt. 1
The Parental Bereavement Leave and Pay (Consequential Amendments to Subordinate Legislation) Regulations 2020
reg. 23(2)
reg. 1
The Investment Bank Special Administration Regulations 2011
Regulations
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 43(l)
reg. 1
The Investment Bank Special Administration Regulations 2011
reg. 2(1)
The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019
reg. 24(a)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 2(1)
The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019
reg. 24(b)
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
Sch. 6
Pt. 1
The Companies, Limited Liability Partnerships and Partnerships (Amendment etc.) (EU Exit) Regulations 2019
Sch. 3
para. 32
reg. 2
The Investment Bank Special Administration Regulations 2011
Regulations
The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019
reg. 39
reg. 1(3)
The Investment Bank Special Administration Regulations 2011
reg. 8(1A)
The Payment and Electronic Money Institution Insolvency Regulations 2021
Sch. 4
para. 5(2)(a)
reg. 5
reg. 2
The Investment Bank Special Administration Regulations 2011
reg. 8(8)
The Payment and Electronic Money Institution Insolvency Regulations 2021
Sch. 4
para. 5(2)(b)
reg. 5
reg. 2
The Investment Bank Special Administration Regulations 2011
reg. 22(1)
The Payment and Electronic Money Institution Insolvency Regulations 2021
Sch. 4
para. 5(3)(a)
reg. 5
reg. 2
The Investment Bank Special Administration Regulations 2011
reg. 22(1)
The Payment and Electronic Money Institution Insolvency Regulations 2021
Sch. 4
para. 5(3)(b)
reg. 5
reg. 2
The Investment Bank Special Administration Regulations 2011
Sch 6
pt 1
The Parental Bereavement Leave and Pay (Consequential Amendments to Subordinate Legislation) Regulations (Northern Ireland) 2022
reg. 17(2)
no
reg. 1
The Investment Bank Special Administration Regulations 2011
Brooks NewmarkAngela WatkinsonTwo of the Lords Commissioners of Her Majesty’s Treasury