The Legal Services Act 2007 (Commencement No. 3 and Transitory Provisions) Order 2008

2(a)

Sections 8 (subject to modifications set out in article 3), 9, 10 and 11

Requires the Legal Services Board (“the Board”) to set up and maintain a Consumer Panel (“the Panel”). Enables the Panel to make arrangements for committees established by it to provide advice to it. Provides that the Board must consider representations made to it by the Panel. Allows the Panel to carry out research and provide the Board with advice.

2(b)

Sections 20(5), 24(3) and 26(2); Schedule 4, paragraphs 3(1), (3) and (4), 4(2), 11(3), 13, 20 and 23(3); Schedule 6, paragraphs 12(1) to (3), 13 and 14

Introduce Schedules 4 and 6. Schedule 4 allows the Board to make rules about an application for designation as an approved regulator and requires it to make rules about representations and to make rules about an application for alteration of regulatory arrangements and requires it to make rules about representations. Schedule 6 allows the Board to make rules about the making of recommendations for alteration of reserved legal services.

2(c)(i) (part)

Sections 27, 29 and 30

Requires the Board to make rules about the regulatory and representative functions of approved regulators.

2(c)(i) (part) and (ii)

Section 33 and Schedule 7, paragraphs 1, 2(5) and 10(3)

Introduces Schedule 7, which requires the Board to make rules about the procedure which must be complied with before a direction is given under section 32.

2(c)(i) (part)

Section 37(4) and (5)

Requires the Board to make rules prescribing the maximum financial penalty under this section.

2(c)(i) (part) and (iii)

Sections 41(4) and (5), 42(6) to (10) and 44(2) and Schedule 8, paragraphs 1, 2(5), 10(5), 13(2)(a) and 21(5)

Sections 41(4) and 44(2) introduce Schedule 8. The Schedule makes requirements about the procedure for giving and revoking intervention directions. Section 41(5) requires the Board to make rules about persons nominated to exercise regulatory functions in the event of an intervention direction. Section 42(6) to (10) requires the Lord Chancellor to make regulations as to the issue of a warrant by virtue of this section in the event of an intervention.

2(c)(i) (part) and (iv)

Section 45(3)(b) and (c), (4) and (7) and Schedule 9, paragraphs 1, 2(5) and 9(5)

Requires the Board to make rules as to an application by a body for cancellation of designation as an approved regulator. Section 45(7) introduces Schedule 9, the relevant paragraphs of which make provision about the making of a recommendation for cancellation of designation by the Board.

2(c)(i) (part)

Section 48(6) to (9)

Requires the Lord Chancellor to make regulations as to the issue of a warrant by virtue of this section in the event of a cancellation of designation of a body as an approved regulator.

2(c)(i) (part)

Sections 49 and 50

Section 49 requires the Board to prepare and issue statements of policy relating to the exercise of certain functions and makes provision as to publication of those statements. Section 50 requires the Board to publish a draft of any proposed statement to enable public consultation.

2(c)(i) (part)

Section 51(1), (3), (4) and (6) to (8)

Requires the Board to make rules specifying the permitted purposes for which amounts raised by practising fees may be applied and rules in relation to applications for approval of those fees.

2(d)(i) (part) and (ii) (part)

Section 74 and Schedule 10, paragraphs 1(1), (4) and (5), 2(2), 9(3) and 11

Section 74 introduces Part 1 of Schedule 10, the relevant paragraphs of which require the Board to make rules relating to applications for designation as a licensing authority.

2(d)(i) (part) and (ii) (part)

Section 76(3)(b) and (c), (4) and (7) and Schedule 10, paragraphs 17, 18(5) and 25(5)

These provisions allow the Board to make rules relating to an application for cancellation of designation as a licensing authority. Section 76(7) introduces Part 2 of Schedule 10, the relevant paragraphs of which require the Board to make rules as to the procedure for cancellation of designation as a licensing authority.

2(d)(i) (part)

Section 79(6) to (10)

Requires the Lord Chancellor to make regulations as to the issue of a warrant by virtue of this section in the event of a cancellation of designation as a licensing authority.

2(d)(i) (part) and (iii)

Section 84(2) partially, Schedule 12, paragraphs 2(4) and (5) and 4

Introduces Schedule 12. Requires the Board to make rules providing for a review of a decision that an application for a licence may be made.

2(d)(i) (part)

Section 87(4) and (5)

Allows the Board to make rules as to the register of licensed bodies kept by a licensing authority or the Board under this section

2(d)(i) (part) and (iv)

Section 89 and Schedule 13, paragraph 8 and remaining paragraphs set out in article 2(d)(iv)

Introduces Schedule 13. Requires the Board to prescribe time periods in the approval procedures or appeals for ownership of licensed bodies

2(d)(i) (part)

Sections 95(3) and (4) and 96(1)

Section 95(3) and (4) requires the Board to make rules prescribing the maximum financial penalty which may be imposed by this section on a licensed body. Section 96(1) allows the Board to make rules as to the period in which any appeal against a financial penalty must be brought.

2(e)(i) (part)

Section 112(2) and (4)

Allows the Board to specify requirements for complaints procedures of authorised persons.

2(e)(i) (part)

Sections 115 to 121

These sections make detailed provision about the Office for Legal Complaints’ (“OLC”) general obligations and powers, corporate governance, reporting obligations, performance targets and monitoring.

2(e)(i) (part)

Sections 122 to 124

These sections set out the appointment process for the Chief Ombudsman and assistant ombudsmen and provide for the Chief Ombudsman’s reporting obligations.

2(e)(i) (part)

Sections 126(3), 127, 132 and 133, 137(4), 140(6)(c), 141(5), (6) and (7), 144(1) and (3) to (7) (subject to modifications set out in article 3), 155 and 156

These sections make provision for the scope and content of, and procedural requirements for, ombudsman scheme rules.

2(e)(i) (part)

Sections 128(3)(b), (4)(d) and (5)(c) and 130

These sections empower the Lord Chancellor to make an order for new categories of complainants or complaints to be included or excluded from the scope of the ombudsman scheme’s jurisdiction.

2(e)(i) (part)

Section 136

Requires the scheme rules to provide for charges to be payable to the OLC and allows the OLC to make connected provision.

2(e)(i) (part)

Section 145(2) and (3)

Permits the Board to make requirements for the regulatory arrangements of a regulator to ensure authorised persons’ co-operation with the Ombudsman’s investigation of complaints.

2(e)(i) (part)

Section 160

Defines terms for the purpose of the scheme rules.

2(e)(ii)

Schedule 15, paragraphs 13 to 34

Enable the OLC to appoint staff; make arrangements with other bodies to provide assistance, establish committees to carry out its functions and delegate specified functions while retaining accountability; sets out arrangements for the OLC’s budget, restrictions on the OLC’s acquisition of interests in land, requirements for the OLC’s accounts and status; includes the OLC in legislative provisions which apply to many public bodies; and exempts the OLC and its officers from liability for damages in the exercise of their functions.

2(f) (part)

Section 162

Allows the Board to make and publish guidance.

2(f) (part)

Sections 173(1) and (3) to (11) and 174(1), (3), (4), (6) and (7) (subject to modifications set out in article 3)

Require the Board to make rules about the levy and makes provision as to those rules.

2(f) (part)

Section 175(1)(c), (k), (m) and (n)

Requires monies received by the Board or OLC in connection with provisions commenced by this Order to be paid into the Consolidated Fund.

2(g) (part)

Sections 200(2) to (4), 201, 202 and 203

Defines and stipulates requirements in respect of the service and provision of documents and information.

2(g) (part)

Sections 204 to the extent that it is not already in force and 205

Section 204 commences technical provisions of the 2007 Act, including provisions ensuring that rules relating to financial penalties and the levy are made by statutory instrument. Section 205 sets out consultation requirements for rules.