The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

Articles 48 and 50A

SCHEDULE 5 U.K. STATEMENTS FOR [F1 HIGH NET WORTH INDIVIDUALS] AND SELF-CERTIFIED SOPHISTICATED INVESTORS

Textual Amendments

F1 Words in Sch. 5 heading substituted (31.1.2024) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 (S.I. 2023/1411), arts. 1(2), 9(2)

PART I U.K. STATEMENT FOR F2 ... HIGH NET WORTH INDIVIDUALS

Textual Amendments

F2 Word in Sch. 5 Pt. 1 heading omitted (31.1.2024) by virtue of The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 (S.I. 2023/1411), arts. 1(2), 9(3)

[F3 1.   The statement to be completed and signed for the purposes of article 48(2) (definition of high net worth individual) must be in the following form and contain the following information—]F4 U.K.

   

Textual Amendments

F3 Sch. 5 Pt. 1: introductory words and statement appended substituted (31.1.2024) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 (S.I. 2023/1411), art. 1(2), Sch. 1 Edit

F4 Sch. 5 Pt. 1: statement appended substituted (27.3.2024) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) Order 2024 (S.I. 2024/301), art. 1(2), Sch. 3 (with art. 5(3)(5))

PART II U.K. STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTORS

F5 2.  The statement to be completed and signed for the purposes of article 50A(1) (definition of self-certified sophisticated investor) must be in the following form and contain the following information— U.K.

   

Textual Amendments

F5 Words in Sch. 5 Pt. 2 substituted (27.3.2024) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) Order 2024 (S.I. 2024/301), art. 1(2), Sch. 4 (with art. 5(4)(5))