The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 No. 1529

Articles 48 and 50A

SCHEDULE 5 U.K. STATEMENTS FOR [F1 HIGH NET WORTH INDIVIDUALS] AND SELF-CERTIFIED SOPHISTICATED INVESTORS

Textual Amendments

F1 Words in Sch. 5 heading substituted (31.1.2024) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 (S.I. 2023/1411), arts. 1(2), 9(2)

PART I U.K. STATEMENT FOR F2 ... HIGH NET WORTH INDIVIDUALS

Textual Amendments

F2 Word in Sch. 5 Pt. 1 heading omitted (31.1.2024) by virtue of The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 (S.I. 2023/1411), arts. 1(2), 9(3)

F3 1.  The statement to be completed and signed for the purposes of article 48(2) (definition of high net worth individual) must be in the following form and contain the following information— U.K.

   

Textual Amendments

F3 Words in Sch. 5 Pt. 1 substituted (27.3.2024) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) Order 2024 (S.I. 2024/301), art. 1(2), Sch. 3 (with art. 5(3)(5))

PART II U.K. STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTORS

F4 2.  The statement to be completed and signed for the purposes of article 50A(1) (definition of self-certified sophisticated investor) must be in the following form and contain the following information— U.K.

   

Textual Amendments

F4 Words in Sch. 5 Pt. 2 substituted (27.3.2024) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) Order 2024 (S.I. 2024/301), art. 1(2), Sch. 4 (with art. 5(4)(5))