The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

Articles 37, 41, 67, 68 and 69

SCHEDULE 3MARKETS AND EXCHANGES

PART ICriteria for Relevant EEA Markets

The criteria are—

(a)the head office of the market must be situated in an EEA State; and

(b)the market must be subject to requirements in the EEA State in which its head office is situated as to—

(i)the manner in which it operates;

(ii)the means by which access may be had to the facilities it provides;

(iii)the conditions to be satisfied before an investment may be traded or dealt in by means of its facilities;

(iv)the reporting and publication of transactions effected by means of its facilities.

PART IICertain Investment Exchanges Operating Relevant EEA Markets

  • Aktietorget I Norden (Sweden).

  • Amsterdam Stock Exchange (Netherlands).

  • Amsterdam Options Exchange (Netherlands).

  • Amsterdam Financial Futures Market (Netherlands).

  • Amsterdam New Market (Netherlands).

  • Athens Stock Exchange (Greece).

  • Athens Derivative Exchange (Greece).

  • Barcelona Stock Exchange (Spain).

  • Bavarian Stock Exchange (Germany).

  • Belfox Futures and Options Exchange (Belgium).

  • Belgian Secondary Market for Treasury Certificates (Belgium).

  • Berlin-Bremen Stock Exchange (Germany).

  • Bilbao Stock Exchange (Spain).

  • Boag Borsen AG

  • Bremen Stock Exchange (Germany)

  • Brussels Stock Exchange (including Primary, Secondary and New Markets) (Belgium).

  • Copenhagen Stock Exchange (Denmark).

  • Danish Authorised Market Place (Denmark).

  • Dusseldorf Stock Market (Germany).

  • EASDAQ (Belgium).

  • EDX (UK).

  • Eurex Deutschland (Germany).

  • Frankfurt Stock Exchange (including Neuer Markt) (Germany).

  • Hex Ltd (including Helsinki Stock Exchange and Securities and Derivatives Exchange) (Finland).

  • IDEM Derivatives Market (Italy).

  • IM Marketplace (Sweden).

  • Irish Stock Exchange (Ireland).

  • Italian/Milan Stock Exchange (Italy).

  • Italian and Foreign Government Bonds Market (Italy).

  • Le MATIF (France).

  • Le Monep (France).

  • Le Nouveau Marche (France).

  • Lisbon Stock Exchange (including Exchanges for the Officially Quoted, Secondary and Unquoted Markets) (Portugal).

  • London International Financial Futures and Options Exchange (UK).

  • London Stock Exchange (UK).

  • Luxembourg Stock Exchange (Luxembourg).

  • Madrid Stock Exchange (Spain).

  • Market for Public Debt (Spain).

  • MEFF Renta Variable Futures Options Exchange (Spain).

  • MEFF Renta fija Equity Futures Exchange (Spain).

  • MIF Derivatives Market (Italy).

  • Nuovo Mercato (Italy).

  • OFEX (UK).

  • OM Stockholm (Sweden).

  • Paris Stock Exchange (France).

  • Porto Derivatives Exchange (Portugal).

  • Stockholm Stock Exchange (Sweden).

  • Stuttgart Stock Exchange (Germany).

  • Swedish Bond Money Market Exchange (Sweden).

  • Unlisted Securities Market (Italy).

  • Valencia Stock Exchange (Spain).

  • Vienna Stock Exchange (Austria).

  • Virt-x (UK).

PART IIICertain Non-EEA Investment Exchanges Operating Relevant Markets

  • America Stock Exchange.

  • Australian Stock Exchange.

  • Basler Effektenbourse.

  • Boston Stock Exchange.

  • Bourse de Geneve.

  • Buenos Aires Stock Exchange.

  • Canadian Venture Exchange.

  • Chicago Board Options Exchange.

  • Chicago Stock Exchange.

  • Effektenborsenverein Zurich.

  • Fukuoka Stock Exchange.

  • Hiroshima Stock Exchange.

  • Iceland Stock Exchange.

  • Johannesburg Stock Exchange.

  • Korean Stock Exchange.

  • Kuala Lumpur Stock Exchange.

  • Kyoto Stock Exchange.

  • Midwest Stock Exchange.

  • Montreal Stock Exchange.

  • Nagoya Stock Exchange.

  • NASDAQ.

  • National Stock Exchange.

  • New York Stock Exchange.

  • New Zealand Stock Exchange Limited.

  • Niigita Stock Exchange.

  • Osaka Stock Exchange.

  • Oslo Stock Exchange.

  • Pacific Stock Exchange.

  • Philadelphia Stock Exchange.

  • Sapporo Stock Exchange.

  • Singapore Stock Exchange.

  • Stock Exchange of Hong Kong Limited.

  • Stock Exchange of Thailand.

  • Tokyo Stock Exchange.

  • Toronto Stock Exchange.

PART IVOther Relevant Markets

  • American Commodity Exchange.

  • Australian Financial Futures Market.

  • Chicago Board of Trade.

  • Chicago Mercantile Exchange.

  • Chicago Rice and Cotton Exchange.

  • Commodity Exchange Inc.

  • Eurex US.

  • Eurex Zurich.

  • International Securities Market Association.

  • International Petroleum Exchange.

  • Kansas City Board of Trade.

  • London Metal Exchange.

  • Minneapolis Grain Exchange.

  • New York Board of Trade.

  • New York Futures Exchange.

  • New York Mercantile Exchange.

  • New Zealand Futures Exchange.

  • Pacific Commodity Exchange.

  • Philadelphia Board of Trade.

  • Singapore International Monetary Exchange.

  • Sydney Futures Exchange.

  • Toronto Futures Exchange.