<akomaNtoso xmlns:uk="https://www.legislation.gov.uk/namespaces/UK-AKN" xmlns:ukl="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="http://docs.oasis-open.org/legaldocml/ns/akn/3.0" xsi:schemaLocation="http://docs.oasis-open.org/legaldocml/ns/akn/3.0 http://docs.oasis-open.org/legaldocml/akn-core/v1.0/cos01/part2-specs/schemas/akomantoso30.xsd"><act name="uksi"><meta><identification source="#"><FRBRWork><FRBRthis value="http://www.legislation.gov.uk/id/uksi/2002/446"/><FRBRuri value="http://www.legislation.gov.uk/id/uksi/2002/446"/><FRBRdate date="2002-02-28" name="made"/><FRBRauthor href="http://www.legislation.gov.uk/id/government/uk"/><FRBRcountry value="GB-UKM"/><FRBRsubtype value="regulation"/><FRBRnumber value="446"/><FRBRname value="S.I. 2002/446"/><FRBRprescriptive value="true"/></FRBRWork><FRBRExpression><FRBRthis value="http://www.legislation.gov.uk/uksi/2002/446/made"/><FRBRuri value="http://www.legislation.gov.uk/uksi/2002/446/made"/><FRBRdate date="2002-02-28" name="made"/><FRBRauthor href="#"/><FRBRlanguage language="eng"/></FRBRExpression><FRBRManifestation><FRBRthis value="http://www.legislation.gov.uk/uksi/2002/446/made/data.akn"/><FRBRuri value="http://www.legislation.gov.uk/uksi/2002/446/made/data.akn"/><FRBRdate date="2026-10-16+01:00" name="transform"/><FRBRauthor href="http://www.legislation.gov.uk"/><FRBRformat value="application/akn+xml"/></FRBRManifestation></identification><lifecycle source="#"><eventRef refersTo="#made" date="2002-02-28" eId="date-made" source="#"/><eventRef refersTo="#coming-into-force" date="2002-03-01" eId="date-cif-1" source="#"/></lifecycle><analysis source="#"><otherAnalysis source=""/></analysis><references source="#"><TLCEvent eId="made" href="" showAs="Made"/><TLCEvent eId="cif" href="" showAs="ComingIntoForce"/><TLCRole eId="ref-d24e256" href="/ontology/role/uk.Minister of State" showAs="Minister of State"/><TLCPerson eId="ref-d24e254" href="/ontology/persons/uk.JohnDenham" showAs="John Denham"/></references><proprietary xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" source="#"><dc:identifier>http://www.legislation.gov.uk/uksi/2002/446/made</dc:identifier><dc:title>The Police Act 1997 (Enhanced Criminal Record Certificates) (Protection of Vulnerable Adults) Regulations 2002</dc:title><dc:subject>Personal care</dc:subject><dc:subject>Medical advice and support services</dc:subject><dc:subject>Nursing</dc:subject><dc:subject>Abuse</dc:subject><dc:subject>Incapacity</dc:subject><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:modified>2014-10-07</dc:modified><dc:subject scheme="SIheading">POLICE</dc:subject><dc:description>Section 115 of the Police Act 1997 (“the Act”) provides for the issue by the Secretary of State of an enhanced criminal record certificate. Applications for such a certificate must be accompanied by a statement from a person registered under section 120 of the Act that the certificate is required for the purpose of an exempted question (defined at section 113(5) of the Act) in the course of considering the applicant’s suitability for a position involving the regular care, training, supervision or being in sole charge of children and certain adults or for the purposes of issuing gaming and other types of certificates and licences.</dc:description><ukm:SecondaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="secondary"/><ukm:DocumentMainType Value="UnitedKingdomStatutoryInstrument"/><ukm:DocumentStatus Value="final"/><ukm:DocumentMinorType Value="regulation"/></ukm:DocumentClassification><ukm:Year Value="2002"/><ukm:Number Value="446"/><ukm:Made Date="2002-02-28"/><ukm:ComingIntoForce><ukm:DateTime Date="2002-03-01"/></ukm:ComingIntoForce><ukm:ISBN Value="0110394178"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectingYear="2009" Type="revoked" AffectedYear="2002" AffectingNumber="1882" AffectingEffectsExtent="E+W" AffectedProvisions="Regulations" AffectingProvisions="reg. 7" EffectId="key-3b5b280c1c95aa650fb4af3ee24040f3" Modified="2025-07-09T16:21:34Z" AffectedURI="http://www.legislation.gov.uk/id/uksi/2002/446" Row="5" AffectingURI="http://www.legislation.gov.uk/id/uksi/2009/1882" AffectedClass="UnitedKingdomStatutoryInstrument" AffectingClass="UnitedKingdomStatutoryInstrument" RequiresApplied="true" AffectedExtent="E+W" URI="http://www.legislation.gov.uk/id/effect/key-3b5b280c1c95aa650fb4af3ee24040f3" AffectedNumber="446"><ukm:AffectedTitle>The Police Act 1997 (Enhanced Criminal Record Certificates) (Protection of Vulnerable Adults) Regulations 2002</ukm:AffectedTitle><ukm:AffectedProvisions>Regulations</ukm:AffectedProvisions><ukm:AffectingTitle>The Police Act 1997 (Criminal Records) (No. 2) Regulations 2009</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-7" URI="http://www.legislation.gov.uk/id/uksi/2009/1882/regulation/7">reg. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2009/1882/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Date="2009-10-12" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect></ukm:UnappliedEffects></ukm:SecondaryMetadata><ukm:Supersedes URI="http://www.legislation.gov.uk/id/ukdsi/2002/0110393031"><dc:title>The Police Act 1997 (Enhanced Criminal Record Certificates) (Protection of Vulnerable Adults) Regulations 2002</dc:title><ukm:DocumentMainType Value="UnitedKingdomDraftStatutoryInstrument"/><ukm:Year Value="2002"/><ukm:ISBN Value="0110393031"/></ukm:Supersedes><ukm:Alternatives><ukm:Alternative Date="2008-11-27" URI="http://www.legislation.gov.uk/uksi/2002/446/pdfs/uksi_20020446_en.pdf" Title="Print Version"/></ukm:Alternatives><ukm:Statistics><ukm:TotalParagraphs Value="3"/><ukm:BodyParagraphs Value="3"/><ukm:ScheduleParagraphs Value="0"/><ukm:AttachmentParagraphs Value="0"/><ukm:TotalImages Value="0"/></ukm:Statistics></proprietary></meta><preface eId="preface"><block name="banner">Statutory Instruments</block><block name="number"><docNumber>2002 No. 446</docNumber></block><container name="subjects"><container name="subject"><block name="subject"><concept refersTo="#">POLICE</concept></block></container></container><block name="title"><docTitle>The Police Act 1997 (Enhanced Criminal Record Certificates) (Protection of Vulnerable Adults) Regulations 2002</docTitle></block><container name="dates"><block name="madeDate" refersTo="#date-made"><span>Made</span><docDate date="2002-02-28">28th February 2002</docDate></block><block name="commenceDate" refersTo="#date-cif-1"><span>Coming into force</span><docDate date="2002-03-01">1st March 2002</docDate></block></container></preface><preamble><p>Whereas a draft of these Regulations has been laid and approved by resolution of each House of Parliament:</p><formula name="enactingText"><p>Now, therefore, the Secretary of State, in exercise of the powers conferred on him by section 115(4) of the Police Act 1997<authorialNote class="footnote" eId="f00001" marker="1"><p><ref eId="c00001" href="http://www.legislation.gov.uk/id/ukpga/1997/50">1997 c. 50</ref>; to which there are amendments (which are not yet in force) which are not relevant to the subject matter of these Regulations.</p></authorialNote>, hereby makes the following Regulations:</p></formula></preamble><body><hcontainer name="regulation" eId="regulation-1"><heading>Citation, commencement and extent</heading><num>1.</num><paragraph eId="regulation-1-1"><num>(1)</num><content><p>These Regulations may be cited as the Police Act 1997 (Enhanced Criminal Record Certificates) (Protection of Vulnerable Adults) Regulations 2002 and shall come into force on 1st March 2002.</p></content></paragraph><paragraph eId="regulation-1-2"><num>(2)</num><content><p>These Regulations extend to England and Wales.</p></content></paragraph></hcontainer><hcontainer name="regulation" eId="regulation-2"><heading>Definition of vulnerable adult</heading><num>2.</num><paragraph eId="regulation-2-1"><num>(1)</num><content><p>In these Regulations “vulnerable adult” means a person aged 18 or over who is receiving services of a type listed in paragraph (2) below and in consequence of a condition of a type listed in paragraph (3) below has a disability of a type listed in paragraph (4) below.</p></content></paragraph><paragraph eId="regulation-2-2"><num>(2)</num><intro><p>The services are—</p></intro><level class="para1" eId="regulation-2-2-a"><num>(a)</num><content><p>accommodation and nursing or personal care in a care home;</p></content></level><level class="para1" eId="regulation-2-2-b"><num>(b)</num><content><p>personal care or nursing or support to live independently in his own home;</p></content></level><level class="para1" eId="regulation-2-2-c"><num>(c)</num><content><p>any services provided by an independent hospital, independent clinic, independent medical agency or National Health Service body;</p></content></level><level class="para1" eId="regulation-2-2-d"><num>(d)</num><content><p>social care services; or</p></content></level><level class="para1" eId="regulation-2-2-e"><num>(e)</num><content><p>any services provided in an establishment catering for a person with learning difficulties.</p></content></level></paragraph><paragraph eId="regulation-2-3"><num>(3)</num><intro><p>The conditions are—</p></intro><level class="para1" eId="regulation-2-3-a"><num>(a)</num><content><p>a learning or physical disability;</p></content></level><level class="para1" eId="regulation-2-3-b"><num>(b)</num><content><p>a physical or mental illness, chronic or otherwise, including an addiction to alcohol or drugs; or</p></content></level><level class="para1" eId="regulation-2-3-c"><num>(c)</num><content><p>a reduction in physical or mental capacity.</p></content></level></paragraph><paragraph eId="regulation-2-4"><num>(4)</num><intro><p>The disabilities are—</p></intro><level class="para1" eId="regulation-2-4-a"><num>(a)</num><content><p>a dependency upon others in the performance of, or a requirement for assistance in the performance of, basic physical functions;</p></content></level><level class="para1" eId="regulation-2-4-b"><num>(b)</num><content><p>severe impairment in the ability to communicate with others; or</p></content></level><level class="para1" eId="regulation-2-4-c"><num>(c)</num><content><p>impairment in a person’s ability to protect himself from assault, abuse or neglect.</p></content></level></paragraph><paragraph eId="regulation-2-5"><num>(5)</num><content><p>In this regulation “care home”, “independent clinic”, “independent hospital”, “independent medical agency” and “National Health Service body” have the same meanings as in the Care Standards Act 2000<authorialNote class="footnote" eId="f00002" marker="2"><p><ref eId="c00002" href="http://www.legislation.gov.uk/id/ukpga/2000/14">2000 c. 14</ref>.</p></authorialNote>.</p></content></paragraph></hcontainer><hcontainer name="regulation" eId="regulation-3"><heading>Positions specified for the purposes of section 115(4) of the Police Act 1997</heading><num>3.</num><content><p>A position is specified for the purposes of section 115(4) of the Police Act 1997 if it is of a kind which enables a person to have regular contact in the course of his duties with a vulnerable adult.</p></content></hcontainer><hcontainer name="signatures"><hcontainer name="signatureBlock"><content><block name="signature"><signature refersTo="#">John Denham</signature></block><block name="role"><role refersTo="#">Minister of State</role></block><blockContainer class="address"><p><location refersTo="#">Home Office</location></p></blockContainer><block name="date"><date date="2002-02-28">28th February 2002</date></block></content></hcontainer></hcontainer></body><conclusions><blockContainer class="explanatoryNote"><subheading>(This note is not part of the Regulations)</subheading><blockContainer ukl:Name="P"><p>Section 115 of the Police Act 1997 (“<abbr title="Police Act 1997 c. 50">the Act</abbr>”) provides for the issue by the Secretary of State of an enhanced criminal record certificate. Applications for such a certificate must be accompanied by a statement from a person registered under section 120 of <abbr title="Police Act 1997 c. 50">the Act</abbr> that the certificate is required for the purpose of an exempted question (defined at section 113(5) of <abbr title="Police Act 1997 c. 50">the Act</abbr>) in the course of considering the applicant’s suitability for a position involving the regular care, training, supervision or being in sole charge of children and certain adults or for the purposes of issuing gaming and other types of certificates and licences.</p></blockContainer><blockContainer ukl:Name="P"><p>Regulation 2 defines the term vulnerable adult and other terms used in the Regulations.</p></blockContainer><blockContainer ukl:Name="P"><p>Regulation 3 prescribes the range of positions involving the regular care, training, supervision or being in sole charge of adults to which section 115 of <abbr title="Police Act 1997 c. 50">the Act</abbr> applies to those involving regular contact with vulnerable adults.</p></blockContainer></blockContainer></conclusions></act></akomaNtoso>