The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 No. 544

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PART II U.K. SPECIFIED ACTIVITIES

Chapter XII U.K. Advising on Investments

Exclusions U.K.

[F1 Advice given in the course of administration by authorised person U.K.

54A.   A person who is not an authorised person (“A”) does not carry on an activity of the kind specified by article 53A by reason of—

(a) anything done by an authorised person (“B”) in relation to a regulated mortgage contract which B is administering pursuant to arrangements of the kind mentioned in article 62(a); or

(b) anything A does in connection with the administration of a regulated mortgage contract in circumstances falling within article 62(b).]

Textual Amendments

F1 Art. 54A inserted (31.10.2004) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 (S.I. 2003/1475), arts. 1(3), 15