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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

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Changes over time for: Section 14

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Version Superseded: 01/04/2007

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Point in time view as at 06/05/2006. This version of this provision has been superseded. Help about Status

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There are currently no known outstanding effects for The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, Section 14. Help about Changes to Legislation

Dealing in investments as principalU.K.

14.  Buying, selling, subscribing for or underwriting securities or contractually based investments (other than investments of the kind specified by article 87, or article 89 so far as relevant to that article) as principal is a specified kind of activity.

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