PART 9AMENDMENTS TO SECONDARY LEGISLATION

The Traded Securities (Disclosure) Regulations 1994 (S.I. 1994/188)

Interpretation of the 1994 Regulations453

1

In regulation 2 of the Traded Securities (Disclosure) Regulations 1994 (interpretation)—

a

for the definition of “the Official List” substitute—

  • “the Official List” means the list maintained by the competent authority in accordance with section 74 of the Financial Services and Markets Act 2000;

b

for the definition of “overseas investment exchange” and “recognised investment exchange” substitute—

  • “overseas investment exchange” means a recognised investment exchange in the case of which a recognition order was made by virtue of section 292(2) of the Financial Services and Markets Act 2000;

c

after the definition of “overseas investment exchange” insert—

  • “recognised investment exchange” has the same meaning as in section 285 of the Financial Services and Markets Act 2000;

d

in the definition of “security” for “Part IV of the Financial Services Act 1986” substitute “ Part VI of the Financial Services and Markets Act 2000”.