 1   The Financial Services Authority.   , a   A person with Part IV permission to carry on relevant activities.     b   An applicant for Part IV permission to carry on relevant activities whose application has not been determined.     c   The operator or trustee of a collective investment scheme in respect of which a notice has been given under section 270 of the 2000 Act or an application has been made under section 272 of that Act.     d   An individual who is an associate of a person (whether or not an individual) described in paragraph (a), (b) or (c).   ,
 2   A person (whether or not an individual) described in paragraph 1(a), (b) or (c).   , An individual who is or is seeking to become an associate of the person in column 1.  ,
