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The ACAS Arbitration Scheme (England and Wales) Order 2001

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CONTENTS

Paragraphs
I.INTRODUCTION1-4
II.THE ROLE OF ACAS5
Routing of communications6-7
III.TERMS AND ABBREVIATIONS8-11
IV.ARBITRATORS' TERMS OF REFERENCE12
V.SCOPE OF THE SCHEME13
Cases that are covered by the Scheme13-15
Waiver of jurisdictional issues16-18
Inappropriate cases19
VI.ACCESS TO THE SCHEME20
Requirements for entry into the Scheme21-23
Notification to ACAS of an Arbitration Agreement24-27
Consolidation of proceedings28
VII.SETTLEMENT AND WITHDRAWAL FROM THE SCHEME29
Withdrawal by the Employee29
Withdrawal by the Employer30
Settlement31-34
VIII.APPOINTMENT OF AN ARBITRATOR35
The ACAS Arbitration Panel35
Appointment to a case36-37
Arbitrator’s duty of disclosure38-39
Removal of arbitrators40-44
Death of an arbitrator45
Replacement of arbitrators46-47
IX.GENERAL DUTY OF THE ARBITRATOR48-49
X.GENERAL DUTY OF THE PARTIES50
XI.CONFIDENTIALITY AND PRIVACY51-52
XII.ARRANGEMENTS FOR THE HEARING53
Initial arrangements53-56
Expedited hearings57
Venue58-59
Assistance60
Travelling expenses/loss of earnings61-62
Applications for postponements of, or different venues for, initial hearings63-65
XIII.NON-COMPLIANCE WITH PROCEDURE66
XIV.OUTLINE OF PROCEDURE BEFORE THE HEARING67
Written materials68-73
Submissions, evidence and witnesses not previously notified74-75
Requests for documents76
Requests for attendance of witnesses77
Preliminary hearings and directions78-79
XV.OUTLINE OF PROCEDURE AT THE HEARING80
Arbitrator’s overall discretion80
Language81
Witnesses82
Examination by the arbitrator83
Representatives84
Strict rules of evidence85
Interim relief86
Non-attendance at the hearing87-88
Post-hearing written materials89
XVI.QUESTIONS OF EC LAW AND THE HUMAN RIGHTS ACT 199890
Appointment of legal adviser90-93
Court determination of preliminary points94
XVII.AUTOMATIC UNFAIRNESS95
XVIII.AWARDS96
Form of the award96-97
Awards on different issues98-100
Remedies101-103
XIX.AWARDS OF REINSTATEMENT OR RE-ENGAGEMENT104
Definitions104-105
Choice of remedy106-108
Permanent replacements109
Reinstatement110-112
Re-engagement113-114
Continuity of employment115
XX.AWARDS OF COMPENSATION116-117

The basic amount

118-125
Minimum basic amounts in certain cases126-127
Basic amount of two weeks' pay in certain cases128-129
Reductions to the basic amount130-134
The compensatory amount135-138
Reductions to the compensatory amount139-140
Internal appeal procedures141-144
Limits on the compensatory amount145-146
Double recovery147
XXI.ISSUE OF AWARDS AND CONFIDENTIALITY148-149
XXII.CORRECTION OF AWARDS150
Scrutiny of awards by ACAS150
Correction by the arbitrator151-156
XXIII.EFFECT OF AWARDS, ENFORCEMENT AND INTEREST157
Effect of awards157-158
Enforcement159-160
Interest161
XXIV.CHALLENGING THE AWARD162
Challenges on grounds of substantive jurisdiction162
Challenges for serious irregularity163
Appeals on questions of EC law and the Human Rights Act 1998164
Time limits and other procedural restrictions on challenges to awards165
Common law challenges and saving166
Challenge or appeal: effect of order of the court167
XXV.LOSS OF RIGHT TO OBJECT168
XXVI.IMMUNITY169-170
XXVII.MISCELLANEOUS PROVISIONS171
Requirements in connection with legal proceedings171
Service of documents and notices on ACAS or the ACAS Arbitration Section172-173
Service of documents or notices on any other person or entity174-176
Powers of court in relation to service of documents177
Reckoning periods of time178
XXVIII.TERRITORIAL OPERATION OF THE SCHEME179
APPENDIX A: WAIVER OF RIGHTS

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