Search Legislation

Advanced Search

The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001

Changes to legislation:

There are currently no known outstanding effects for The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. At the current time any known changes or effects made by subsequent legislation have been applied to the text of the legislation you are viewing by the editorial team. Please see ‘Frequently Asked Questions’ for details regarding the timescales for which new effects are identified and recorded on this site.

  1. Introductory Text

  2. PART I GENERAL AND INTERPRETATION

    1. 1.Citation and commencement

    2. 2.Interpretation: general

    3. 3.Interpretation: communications

    4. 4.Interpretation: real time communications

    5. 5.Interpretation: solicited and unsolicited real time communications

    6. 5A.Interpretation: outgoing electronic commerce communications

    7. 6.Degree of prominence to be given to required indications

    8. 7.Combination of different exemptions

  3. PART II TERRITORIAL SCOPE

    1. 8.Communications to overseas recipients

    2. 9.Solicited real time communications from overseas

    3. 10.Communications from overseas to previously overseas customers

    4. 10A.Incoming electronic commerce communications

  4. PART III OTHER EXEMPTIONS

    1. 11.Follow up non-real time communications and solicited real time communications

    2. 12.Introductions

    3. 13.Generic promotions

    4. 14.Investment professionals

    5. 15.One off non-real time communications and solicited real time communications

    6. 15A.One off unsolicited real time communications

    7. 16.Communications required or authorised by enactments

    8. 17.Persons in the business of placing promotional material

    9. 18.Existing participants in an unregulated scheme

    10. 19.Group companies

    11. 20.Persons in the business of disseminating information

    12. 21.... High net worth individuals

    13. 22.High net worth companies, unincorporated associations etc.

    14. 23.Sophisticated investors

    15. 23A.Self-certified sophisticated investors

    16. 24.Associations of high net worth or sophisticated investors

    17. 25.Settlors, trustees and personal representatives

    18. 26.Beneficiaries of trust, will or intestacy

    19. 27.Remedy following report by Parliamentary Commissioner for Administration

    20. 28.Persons placing promotional material in particular publications

    21. 29.Open-ended investment companies authorised in Northern Ireland

    22. 30.EEA management companies

    23. 31.Communications required by the PRIIPs regulation: key information document

  5. Signature

    1. SCHEDULE

      STATEMENTS FOR ... HIGH NET WORTH INDIVIDUALS AND SELF-CERTIFIED SOPHISTICATED INVESTORS

      1. PART I STATEMENT FOR ... HIGH NET WORTH INDIVIDUALS

        1. 1.The statement to be completed and signed for the purposes...

      2. PART II STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTORS

        1. 2.The statement to be completed and signed for the purposes...

  7. Explanatory Note

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Timeline of Changes

This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.

Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources

The data on this page is available in the alternative data formats listed: