http://www.legislation.gov.uk/id/uksi/1995/3275/schedule/10

http://www.legislation.gov.uk/uksi/1995/3275/schedule/10/paragraph/8/made

The Investment Services Regulations 1995

Credit licences

King's Printer of Acts of Parliament

2018-01-19

FINANCIAL SERVICES

The Regulations give effect to provisions of Council Directive 93/22/EEC on investment services in the securities field (OJ No. L141, 10.5.93, p.27) (“the Investment Services Directive”). They also give effect to provisions of Council Directive 93/6/EEC on the capital adequacy of investment firms and credit institutions (OJ No. L141, 15.3.93, p.1). Most of the Regulations come into force on 1st January 1996. Two of them (one relating to the position of appointed representatives under the Financial Services Act 1986 and the other relating to the position of recognised professional bodies under that Act) come into force of 1st January 1997.

The Investment Services Regulations 1995

Instrument

Bank of England Act 1998

s.21(b)

The Investment Services Regulations 1995

reg.26(6)

Bank of England Act 1998

s.25(2)

The Investment Services Regulations 1995

reg.56(3)

Bank of England Act 1998

s.23

Sch.1 Pt.II

para.45(9)

The Investment Services Regulations 1995

Sch.6

para.8(2)

Bank of England Act 1998

s.23

Sch.1 Pt.II

para.45(11)

The Investment Services Regulations 1995

reg. 2(1A)

The Banking Consolidation Directive (Consequential Amendments) Regulations 2000

reg. 14(3)

reg. 1

The Investment Services Regulations 1995

reg. 2(2B)

The Banking Consolidation Directive (Consequential Amendments) Regulations 2000

reg. 14(3)

reg. 1

The Investment Services Regulations 1995

Regulations

The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001

art. 3(2)(c)

art. 1

Investment Services Regs

The Investment Services Regulations 1995

The Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Information Requirements and Investigations) Order 2001

art 12

Investment Services Regs

The Investment Services Regulations 1995

Regulations

The Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001

art. 3-15

reg. 1

The Investment Services Regulations 1995

reg. 48(10)

The Financial Institutions (Prudential Supervision) Regulations 1996

reg. 11(2)

reg. 1(2)

The Investment Services Regulations 1995

Sch. 8

para. 5a

The Financial Institutions (Prudential Supervision) Regulations 1996

reg. 11(3)

Sch. 2

reg. 1(2)

The Investment Services Regulations 1995

reg. 2(2B)

The Financial Institutions (Prudential Supervision) Regulations 1996

Sch. 5

para. 11

reg. 1(2)

SCHEDULE 10MINOR AND CONSEQUENTIAL AMENDMENTS

PART IPRIMARY LEGISLATION

Companies (Northern Ireland) Order 1986 (S.I. 1986/1032 (N.I.6))

8

Article 439 of Companies (Northern Ireland) Order 198666 (investigation of share dealings) shall have effect as if the references in paragraph (4)(c) to (e) to an authorised person within the meaning of the Financial Services Act included a reference to a European investment firm carrying on home-regulated investment business in the United Kingdom.