Prudential regulation of credit institutions and investment firms

Prudential regulation of certain investment firms by FCA rules
2
In Schedule 2—
a
Part 1 inserts Part 9C of the Financial Services and Markets Act 2000 (prudential regulation of FCA investment firms),
b
Part 2 contains minor and consequential amendments of the Financial Services and Markets Act 2000, and
c
Part 3 contains transitional provision.
S. 2 in force at 1.7.2021 by S.I. 2021/671, reg. 4(a)