SCHEDULES

SCHEDULE 2Prudential regulation of FCA investment firms

PART 3Transitional provision

20Pre-commencement consultation etc

1

In relation to Part 9C rules, the requirements of the provisions listed in sub-paragraph (2) may be satisfied by things done before Part 1 of this Schedule comes into force (as well as by things done after that time).

2

Those provisions are—

a

section 138I of the Financial Services and Markets Act 2000 (consultation);

b

sections 143G to 143I of that Act (inserted by Part 1 of this Schedule).