SCHEDULES
SCHEDULE 1Exclusion of certain investment firms from the Capital Requirements Regulation: consequential amendments
PART 1Amendments of the Capital Requirements Regulation
I112
1
Article 82(a) (Qualifying Additional Tier 1, Tier 1, Tier 2 capital and qualifying own funds) is amended as follows.
2
After point (ii) insert—
iia
an intermediate financial holding company or intermediate mixed financial holding company that is subject to the requirements of this Regulation on a sub-consolidated basis;
iib
an intermediate investment holding company that is subject to the requirements of Part 9C rules on a consolidated basis;
iic
an FCA investment firm;
3
In point (iii)—
a
after “subject to prudential requirements” insert “
which are
”
,
b
for “where” substitute “
which
”
, and
c
omit “that those prudential requirements”.