SCHEDULES

SCHEDULE 22Asset-based penalty for offshore inaccuracies and failures

PART 1Liability for penalty

Meaning of standard offshore tax penalty

I12

1

A standard offshore tax penalty is a penalty that falls within sub-paragraph (2), (3) F3(4) or (4A) .

2

A penalty falls within this sub-paragraph if—

a

it is imposed under paragraph 1 of Schedule 24 to FA 2007 (inaccuracy in taxpayer's document),

b

the inaccuracy for which the penalty is imposed involves an offshore matter or an offshore transfer,

c

it is imposed for deliberate action (whether concealed or not), and

d

the tax at stake is (or includes) capital gains tax, inheritance tax or asset-based income tax.

3

A penalty falls within this sub-paragraph if—

a

it is imposed under paragraph 1 of Schedule 41 to FA 2008 (penalty for failure to notify),

b

the failure for which the penalty is imposed involves an offshore matter or an offshore transfer,

c

it is imposed for a deliberate failure (whether concealed or not), and

d

the tax at stake is (or includes) capital gains tax or asset-based income tax.

4

A penalty falls within this sub-paragraph if—

a

it is imposed under paragraph 6 of Schedule 55 to FA 2009 (penalty for failure to make return more than 12 months after filing date),

b

it is imposed for the withholding of information involving an offshore matter or an offshore transfer,

c

it is imposed for a deliberate withholding of information (whether concealed or not), and

d

the tax at stake is (or includes) capital gains tax, inheritance tax or asset-based income tax.

F14A

A penalty falls within this paragraph if—

a

it is imposed on a person under paragraph 1 of Schedule 18 to FA 2017 (requirement to correct relevant offshore tax non-compliance),

b

the person was aware at any time during the RTC period that at the end of the 2016-17 tax year P had relevant offshore tax non-compliance to correct, and

c

the tax at stake is (or includes) capital gains tax, inheritance tax or asset-based income tax.

5

In a case where the inaccuracy, failure or withholding of information for which a penalty is imposed involves both an offshore matter or an offshore transfer and a domestic matter, the standard offshore tax penalty is only that part of the penalty that involves the offshore matter or offshore transfer.

F25A

Sub-paragraph (5) does not apply to a penalty imposed under paragraph 1 of Schedule 18 to FA 2017.

6

In a case where the tax at stake in relation to a penalty includes a tax other than capital gains tax, inheritance tax or asset-based income tax, the standard offshore tax penalty is only that part of the penalty which relates to capital gains tax, inheritance tax or asset-based income tax.

7

Asset-based income tax” means income tax that is charged under any of the provisions mentioned in column 1 of the table in paragraph 13(2).