Crime and Courts Act 2013 (c. 22)

SCHEDULES

SCHEDULE 17 U.K. Deferred prosecution agreements

Part 2 E+W Offences in relation to which a DPA may be entered into

Statutory offences E+W

22 E+W An offence under any of the following sections of the Financial Services and Markets Act 2000—

(a) section 23 (contravention of prohibition of carrying on regulated activity unless authorised or exempt);

(b) section 25 (contravention of restrictions on financial promotion);

(c) section 85 (prohibition of dealing etc in transferable securities without approved prospectus);

(d) section 346 (provision of false or misleading statements to auditor or actuary);

(e) section 397 (misleading statements and practices);

(f) section 398 (misleading the FSA).

Commencement Information

I1 Sch. 17 para. 22 in force at 24.2.2014 by S.I. 2014/258, art. 2(b)