Financial Services Act 2012 (c. 21)

PART 2 U.K. Amendments of Financial Services and Markets Act 2000

Discipline and enforcement U.K.

37 Discipline and enforcement U.K.

(1) Schedule 9 contains miscellaneous amendments of FSMA 2000 relating to discipline and enforcement.

(2) If the Treasury consider that it is in the public interest to do so, the Treasury may by order—

(a) amend section 391 of FSMA 2000 by substituting for subsections (1) to (1ZB) the following—

“(1) Neither the regulator giving a warning notice nor a person to whom it is given or copied may publish the notice or any details concerning it.”, and

(b) repeal section 395(1)(d) and (2)(b) and (c) of that Act.

Commencement Information

I1 S. 37 in force at 24.1.2013 for specified purposes by S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3

I2 S. 37 in force at 24.1.2013 for specified purposes by S.I. 2013/113, art. 2(1)(b), Sch. Pt. 2

I3 S. 37(1) in force at 1.4.2013 in so far as not already in force by S.I. 2013/423, art. 3, Sch.

I4 S. 37(2) in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.