SCHEDULES
SCHEDULE 9

Discipline and enforcement
PART 6

Notice procedures
29
1
Section 390 (final notices) is amended as follows.
2
In subsection (1)—
a
for “the Authority”, in the first place, substitute “ a regulator ”, and
b
for “the Authority”, in the second place, substitute “ the regulator ”.
3
In subsection (2)—
a
for “the Authority”, in the first place, substitute “ a regulator ”,
b
for “the Authority”, in the second place, substitute “ the regulator ”, and
c
for “a final notice” substitute “ the notice required by subsection (2A) ”.
4
After that subsection insert—
2A
The notice required by this subsection is—
a
in a case where the regulator is acting in accordance with a direction given by the Tribunal under section 133(6)(b), or by the court on an appeal from a decision by the Tribunal under section 133(6), a further decision notice, and
b
in any other case, a final notice.
.
5
In subsections (9) and (10), for “the Authority” substitute “ the regulator giving the notice ”.
Sch. 9 para. 29 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.