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SCHEDULES

SCHEDULE 9U.K.Discipline and enforcement

PART 6 U.K.Notice procedures

29(1)Section 390 (final notices) is amended as follows.U.K.

(2)In subsection (1)—

(a)for “the Authority”, in the first place, substitute “ a regulator ”, and

(b)for “the Authority”, in the second place, substitute “ the regulator ”.

(3)In subsection (2)—

(a)for “the Authority”, in the first place, substitute “ a regulator ”,

(b)for “the Authority”, in the second place, substitute “ the regulator ”, and

(c)for “a final notice” substitute “ the notice required by subsection (2A) ”.

(4)After that subsection insert—

(2A)The notice required by this subsection is—

(a)in a case where the regulator is acting in accordance with a direction given by the Tribunal under section 133(6)(b), or by the court on an appeal from a decision by the Tribunal under section 133(6), a further decision notice, and

(b)in any other case, a final notice..

(5)In subsections (9) and (10), for “the Authority” substitute “ the regulator giving the notice ”.

Commencement Information

I1Sch. 9 para. 29 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.