SCHEDULES

SCHEDULE 4EEA passport rights and treaty rights

PART 4Amendments of Part 13 of FSMA 2000: Powers of intervention

40

(1)

Section 199A (management companies: loss of authorisation) is amended as follows.

(2)

In subsection (2), for “Authority”, in both places, substitute “ appropriate regulator ”.

(3)

For subsection (4) substitute—

“(4)

In this section—

the appropriate regulator” means whichever of the FCA and the PRA is the competent authority for the purposes of the UCITS directive;

collective investment scheme” has the same meaning as in Part 17.”