SCHEDULES

SCHEDULE 4EEA passport rights and treaty rights

PART 3Amendments of sections 34 and 35 of FSMA 2000: EEA firms and Treaty firms

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(1)

Section 34 of FSMA 2000 (EEA firms) is amended as follows.

(2)

In subsection (2), for “the Authority” substitute “ the appropriate regulator ”.

(3)

After that subsection insert—

“(2A)

In subsection (2) “the appropriate regulator” means—

(a)

in the case of a PRA-authorised person, the PRA, and

(b)

in any other case, the FCA.”

(4)

In subsection (3), for “Part IV permission” substitute “ Part 4A permission ”.