SCHEDULES

SCHEDULE 12Amendments of Parts 11 and 23 of FSMA 2000

PART 1Part 11 of FSMA 2000: information gathering and investigations

9

(1)

Section 169 (investigations at the request of an overseas regulator) is amended as follows.

(2)

In subsection (1), for “the Authority” substitute “ a regulator ”.

(3)

In subsections (3) and (4), in each place, for “Authority” substitute “ regulator ”.

(4)

In subsection (5), in each place, for “Authority” substitute “ regulator ”.

(5)

In subsection (6), for “Authority” substitute “ regulator ”.

(6)

In subsection (7), for “the Authority” substitute “ a regulator ”.

(7)

In subsection (8), for “Authority” substitute “ regulator ”.

(8)

In subsection (9), for “The Authority” substitute “ Each regulator ”.

(9)

In subsection (11), for “Authority” substitute “ regulator ”.