SCHEDULES

SCHEDULE 12 Amendments of Parts 11 and 23 of FSMA 2000

PART 2 Part 23 of FSMA 2000: public record, disclosure of information and co-operation

18 (1) Section 348 (restrictions on disclosure of information) is amended as follows.

(2) In subsection (2)(b)—

(a) for “Authority” substitute “FCA, the PRA”, and

(b) omit “, the competent authority for the purposes of Part VI”.

(3) In subsection (5)—

(a) for paragraph (a) substitute—

“(a) the FCA;

(aa) the PRA;”,

(b) omit paragraph (b),

(c) in paragraph (d), for “139E” substitute “166A”, and

(d) after paragraph (e) insert—

“(ea) a person who is or has been engaged to provide services to a person mentioned in those paragraphs;”.

(4) In subsection (6)—

(a) in paragraph (a), for “the competent authority” substitute “the FCA”,

(b) in paragraph (b), for “Authority” substitute “FCA, the PRA”, and

(c) omit paragraph (c).

(5) In the heading for “Authority” substitute “FCA, PRA”.