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SCHEDULES

[F1Schedule 4U.K.Enforcement

Part 2U.K.Penalties

Guidance etcU.K.

9(1)The IPSA must prepare guidance about—U.K.

(a)the circumstances in which the Compliance Officer should impose a penalty under paragraph 6, and

(b)how the Compliance Officer should determine the amount of the penalty.

(2)Before preparing the guidance the IPSA must consult the persons listed in section 9A(6).]