98Referral of employees etc to appropriate regulatorE+W
(1)The relevant licensing authority may refer to an appropriate regulator any matter relating to the conduct of—
(a)an employee or manager of a licensed body;
(b)a person designated as a licensed body's Head of Legal Practice or Head of Finance and Administration.
(2)The licensing authority may also refer any matter relating to the conduct of such a person to the Board.
(3)Appropriate regulators are—
(a)if the person is an authorised person in relation to a reserved legal activity, any relevant approved regulator in relation to that person, and
(b)if the person carries on non-reserved activities, any person who exercises regulatory functions in relation to the carrying on of such activities by the person.
Commencement Information
I1S. 98 in force at 1.10.2011 by S.I. 2011/2196, art. 2(1)(c)