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SCHEDULES

SCHEDULE 15U.K.Transparency obligations and related matters: minor and consequential amendments

Part 2 U.K.Amendments of the Companies (Audit, Investigations and Community Enterprise) Act 2004

13U.K.Chapter 2 of Part 1 of the Companies (Audit, Investigations and Community Enterprise) Act 2004 (accounts and reports) is amended as follows.

14(1)Section 14 (supervision of periodic accounts and reports of issuers of listed securities) is amended as follows.U.K.

(2)In subsection (2)(a)—

(a)for “listed” substitute “ transferable ”;

(b)for “listing” substitute “ Part 6 ”.

(3)In subsection (3)(a)—

(a)for “listed” substitute “ transferable ”;

(b)for “listing” substitute “ Part 6 ”.

(4)In subsection (7)(b) for “listed” substitute “ transferable ”.

(5)In subsection (12)—

(a)for “ “listed securities” and “listing rules” have” substitute “ “Part 6 rules” has ”;

(b)for the definition of “issuer” substitute—

issuer” has the meaning given by section 102A(6) of that Act;;

(c)in the definition of “periodic” for “listing” substitute “ Part 6 ”;

(d)at the end add—

transferable securities” has the meaning given by section 102A(3) of that Act..

15(1)Section 15 (application of certain company law provisions to bodies appointed under section 14) is amended as follows.U.K.

(2)In subsection (5)(a)—

(a)for “listed” substitute “ transferable ”;

(b)for “listing” substitute “ Part 6 ”.

(3)In subsection (5B)(a)—

(a)for “listed” substitute “ transferable ”;

(b)for “listing” substitute “ Part 6 ”.

(4)In subsection (6)(b) for “ “listing rules” and “security”” substitute “ “Part 6 rules” and “transferable securities” ”.