SCHEDULES

SCHEDULE 15Transparency obligations and related matters: minor and consequential amendments

Part 2Amendments of the Companies (Audit, Investigations and Community Enterprise) Act 2004

13

Chapter 2 of Part 1 of the Companies (Audit, Investigations and Community Enterprise) Act 2004 (accounts and reports) is amended as follows.

14

1

Section 14 (supervision of periodic accounts and reports of issuers of listed securities) is amended as follows.

2

In subsection (2)(a)—

a

for “listed” substitute “ transferable ”;

b

for “listing” substitute “ Part 6 ”.

3

In subsection (3)(a)—

a

for “listed” substitute “ transferable ”;

b

for “listing” substitute “ Part 6 ”.

4

In subsection (7)(b) for “listed” substitute “ transferable ”.

5

In subsection (12)—

a

for “ “listed securities” and “listing rules” have” substitute “ “Part 6 rules” has ”;

b

for the definition of “issuer” substitute—

“issuer” has the meaning given by section 102A(6) of that Act;

c

in the definition of “periodic” for “listing” substitute “ Part 6 ”;

d

at the end add—

“transferable securities” has the meaning given by section 102A(3) of that Act.

15

1

Section 15 (application of certain company law provisions to bodies appointed under section 14) is amended as follows.

2

In subsection (5)(a)—

a

for “listed” substitute “ transferable ”;

b

for “listing” substitute “ Part 6 ”.

3

In subsection (5B)(a)—

a

for “listed” substitute “ transferable ”;

b

for “listing” substitute “ Part 6 ”.

4

In subsection (6)(b) for “ “listing rules” and “security”” substitute “ “Part 6 rules” and “transferable securities” ”.