SCHEDULES
SCHEDULE 15Transparency obligations and related matters: minor and consequential amendments
Part 1Amendments of the Financial Services and Markets Act 2000
10
1
Section 102A (meaning of “securities” etc) is amended as follows.
2
After subsection (3) insert—
3A
“Debt securities” has the meaning given in Article 2.1(b) of the transparency obligations directive.
3
In subsection (3)
(meaning of “transferable securities”) for “the investment services directive” substitute “
Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments
”
.
4
In subsection (6) (meaning of “issuer”), after paragraph (a) insert—
aa
in relation to transparency rules, means a legal person whose securities are admitted to trading on a regulated market or whose voting shares are admitted to trading on a UK market other than a regulated market, and in the case of depository receipts representing securities, the issuer is the issuer of the securities represented;