SCHEDULES

[F1 SCHEDULE 11A U.K.Specified persons, descriptions, disclosures etc for the purposes of section 1224A

Textual Amendments

F1 Sch. 11A inserted (6.4.2008) by The Statutory Auditors and Third Country Auditors Regulations 2007 (S.I. 2007/3494), reg. 8(2), Sch.

PART 2 U.K.Specified descriptions of disclosures

Modifications etc. (not altering text)

C1 Sch. 11A Pt. 2 applied (with modifications) (8.2.2011) by The Investment Bank Special Administration Regulations 2011 (S.I. 2011/245), reg. 27, Sch. 6 Pt. 2 para. 5(6)

55 U.K. A disclosure for the purpose of enabling or assisting a recognised investment exchange [F2 , a recognised clearing house or a recognised CSD] to exercise its functions as such.“ Recognised investment exchange ” [F3 , “recognised clearing house” and “recognised CSD”] have the same meaning as in section 285 of the Financial Services and Markets Act 2000. ]

Textual Amendments

F2 Words in Sch. 11A para. 55 substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 11(4)(a) (with regs. 7(4), 9(1))

F3 Words in Sch. 11A para. 55 substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 11(4)(b) (with regs. 7(4), 9(1))